WEBVTT

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[SQUEAKING]

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[RUSTLING]

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[CLICKING]

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LAWRENCE GUTH: All right.

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Well, last class, we started to
talk about the Fourier method

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in Euclidean space in R2.

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And the big goal for the class
is to digest the Fourier method,

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finish that story, but also
just to digest it in general.

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And then after that,
if there's time,

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we'll start to introduce
sieve theory, which

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has a extremely parallel story.

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But that was developed by a
different group of people,

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and with somewhat
different goals.

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OK, so to digest
the Fourier method,

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I wanted to go back for a
second to the finite field

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Fourier method, where everything
is a little bit cleaner,

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and to make a point about it.

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OK, so our main lemma in the
finite field case was this.

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If you have a set
of lines in FQ2

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and then you add up their
characteristic functions,

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then it has a big
constant part, and then

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a small, high-frequency part.

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And then the conclusion is
that f is f0 plus f high,

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where f0 is a constant
function, which

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is the number of lines over q.

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And from that, you can
compute its L2 norm.

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L2 squared is number
of lines squared.

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And f high means 0.

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And we have a bound
for its L2 norm.

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OK, so one thing that
you can get out of this

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is a bound for the L2 norm of f.

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If you add these together,
you get a bound for the L2

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norm of f.

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And it's worth saying that
that bound for the L2 norm of f

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has a elementary proof that's
really simpler than this.

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Let me show it for comparison
to help put this in perspective.

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OK, so let's call this,
elementary L2 bound.

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OK, so there's a first
lemma that if you

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have two different
lines, then you

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take the sum over x, L1 of x,
L2 of x, this is at most 1.

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Could do that.

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It's just saying that two lines
intersect in at most one point.

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OK, and we can use this
to make an L2 estimate.

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So here's the L2 estimate.

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If f is the sum L in L, of L of
x, then f L2 squared is bounded

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by the number of lines squared
plus number of lines times q.

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Here's the proof.

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So f L2 squared is
the sum over L1 and L2

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of sum on x, L1 of x, L2 of x.

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And now each one of these sums,
we can control with this lemma.

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All right.

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But you have to be a
little bit careful.

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If L1 is equal to L2, that's
a different situation.

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A line intersects itself
in a lot of points.

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So we're going to
split up this sum.

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So it's the sum L1 equals
L2 plus the sum L1 does not

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equal L2.

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OK, so here, we have
only L choices for L1,

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or only L choices
appear in this sum.

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And each one of
them contributes q.

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And then over here, we have L
squared choices for the lines.

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But each one of
them contributes 1.

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So that's the proof.

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All right.

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So if you compare
this with this,

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something looks kind
of similar, right?

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We get an L2 bound up there
of L squared plus Lq that

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matches L squared plus Lq that
we get here with this quite

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simple argument.

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OK, but the main lemma has
more information than that.

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Well, there's actually
really two cases.

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If q is bigger than
the number of lines,

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then this term dominates here,
and this term dominates here.

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And in that situation,
the main lemma

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doesn't really have much
more information than this,

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because the function
fh is not that special.

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But the other regime is
that the number of lines

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is much bigger than q.

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So this dominates that.

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And in that situation,
most of the L2 norm

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is coming from f0, which is very
special because it's constant.

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So the main lemma has an
important piece of information

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beyond this that when
we have many lines,

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this sum is almost constant.

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And then it's a constant plus
something that's much smaller.

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OK, so that is also true in
spirit for the main lemma

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in the real case.

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But the main lemma in the
real case is a little bit more

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complicated.

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So I wanted to do this
first, and then we

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could look for the analogous
thing in the more complicated

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real case.

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OK, so what did the main
lemma say in the real case?

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Main lemma in the real case.

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So now, we have T is a
set of 1 by R rectangles.

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And psi T is a
smooth approximation

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of the characteristic
function of t.

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And the exact meaning
of that is explained

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in agonizing detail
on the homework.

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OK, and then we have
a function, which

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is the sum over all the T and
T of this smooth characteristic

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function of T.

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OK, now our bounds are
going to depend on how

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these tubes are clustered.

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So N sub T of R is the
maximum over T tilde

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is a 2 little r by 2 big
R rectangle, or tube,

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of the number of tubes in there.

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So picture this.

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We have this T tilde.

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Let me see how many little
tubes are in T tilde.

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OK, so those are the
hypotheses of the main lemma.

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And then the conclusion
is that you can write f,

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you can break it up into pieces
of different frequencies.

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So the pieces are labeled by
a sort of a width parameter,

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little r, which is a dyadic
number between scale 1

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and scale capital R of f sub
little r, where the f sub

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little r has two
good properties.

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It has a frequency support.

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The support of f little
r hat is contained

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in the ball of radius 1 over r.

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And it has an L2 norm bound.

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f sub little r L2 squared is
bounded by the number of tubes

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times this packing, clustering,
parameter at the scale

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little r times big
R over little r.

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OK.

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OK, now one thing you
could take away from this

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is you could take away
from it a bound for the L2

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norm of f by just
adding up all of these.

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And like before, that
bound for the L2 norm of f

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has a simpler proof.

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And for context for
understanding this,

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I'm going to show you
this simpler proof.

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Yes.

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AUDIENCE: Are the
fr's orthogonal?

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LAWRENCE GUTH: The
fr's are orthogonal.

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Yeah, the fr's are orthogonal.

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If we didn't know
they were orthogonal,

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we would lose a little bit.

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We'd have to do Cauchy-Schwarz
to compute the L2 norm of f.

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But the amount
that we would lose

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would be like a log r,
which is relatively minor.

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Yeah.

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OK.

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OK, so let's do an
elementary L2 bound.

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All right.

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So like before, when we
expand out the L2 norm,

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we'll have to
estimate the integral

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of 1 tube times another tube.

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But one tube times another tube
is a little bit more complicated

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than one line
times another line.

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Two lines always
intersect in a point,

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but two tubes intersect in
a different amount of area

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depending upon the
angle between them.

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So we're going to
keep track of that.

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All right.

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So let's make a definition.

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The width, r, in
between T1 and T2

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is the minimum r,
so that there exists

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a 2 little r by 2 big
R rectangle T tilde

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that contains them both.

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OK, so if this is
T1, and this is T2,

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then that would be T tilde.

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And that would be r.

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OK, so now, if I want to
integrate T1 of x, T2 of x, dx,

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that's going to be about big
R over the little r associated

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to these two tubes.

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Why?

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Well, the integral is the
area of their overlap.

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And if I'll sort of sketch
their overlap over here--

00:11:51.760 --> 00:11:53.680 align:middle line:90%
it's not a great picture.

00:11:53.680 --> 00:11:57.200 align:middle line:84%
This is around 1 because it's
contained in one of the tubes.

00:11:57.200 --> 00:12:03.220 align:middle line:84%
And this axis here is
like big R over little r.

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As little r gets smaller,
they overlap more and more.

00:12:05.820 --> 00:12:10.040 align:middle line:90%


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OK, good.

00:12:12.840 --> 00:12:14.730 align:middle line:90%
So now, we can make an L2 bound.

00:12:14.730 --> 00:12:18.200 align:middle line:90%


00:12:18.200 --> 00:12:20.840 align:middle line:84%
Let's say that the
integral of f squared

00:12:20.840 --> 00:12:32.960 align:middle line:84%
is bounded by the sum over
little r dyadic of T times N sub

00:12:32.960 --> 00:12:38.240 align:middle line:84%
T of little r times
big R over little r.

00:12:38.240 --> 00:12:40.690 align:middle line:84%
OK, and the proof
is that we'll just

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break up this sum as a bunch
of integrals like this, group

00:12:45.330 --> 00:12:47.010 align:middle line:84%
them according to the
value of little r,

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and we'll see what happens.

00:12:48.270 --> 00:12:50.570 align:middle line:84%
This is what's
going to fall out.

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So here's the proof.

00:12:53.530 --> 00:12:58.490 align:middle line:84%
So the integral of f
squared is the sum T1 and T2

00:12:58.490 --> 00:13:02.550 align:middle line:84%
in our set of tubes integral
of T1 of x, T2 of x.

00:13:02.550 --> 00:13:05.130 align:middle line:90%


00:13:05.130 --> 00:13:06.610 align:middle line:84%
Now this integral
here, it depends

00:13:06.610 --> 00:13:08.050 align:middle line:90%
on the value of little r.

00:13:08.050 --> 00:13:12.210 align:middle line:84%
So let's group these by
the value of little r.

00:13:12.210 --> 00:13:18.970 align:middle line:84%
So that's the sum over little
r dyadic sum over T1 and T2

00:13:18.970 --> 00:13:21.970 align:middle line:90%
with that value.

00:13:21.970 --> 00:13:26.930 align:middle line:84%
So the R associated to T1
and T2 would be about this r.

00:13:26.930 --> 00:13:30.610 align:middle line:84%
And then I have this integral,
which I can bound by the lemma.

00:13:30.610 --> 00:13:32.670 align:middle line:90%
So I get big R over little r.

00:13:32.670 --> 00:13:37.010 align:middle line:90%


00:13:37.010 --> 00:13:41.940 align:middle line:84%
OK, now I need to know how many
pairs of tubes are in this list

00:13:41.940 --> 00:13:43.180 align:middle line:90%
here.

00:13:43.180 --> 00:13:44.900 align:middle line:90%
Well, I can choose T1.

00:13:44.900 --> 00:13:47.000 align:middle line:84%
And T1, as far as I
know, could be anything.

00:13:47.000 --> 00:13:50.500 align:middle line:84%
So I have number of
tubes choices for T1.

00:13:50.500 --> 00:13:53.980 align:middle line:84%
But once I choose T1, I need
to choose another tube, T2,

00:13:53.980 --> 00:13:56.980 align:middle line:84%
that fits into the
same rectangle with T1.

00:13:56.980 --> 00:13:58.500 align:middle line:84%
So the number of
choices for that

00:13:58.500 --> 00:14:00.840 align:middle line:90%
is about N sub T of little r.

00:14:00.840 --> 00:14:02.780 align:middle line:90%
That's what it's measuring.

00:14:02.780 --> 00:14:13.180 align:middle line:84%
So this is bounded by sum over
r dyadic of number of tubes

00:14:13.180 --> 00:14:16.920 align:middle line:84%
and N sub T of r
big R over little r.

00:14:16.920 --> 00:14:20.620 align:middle line:90%


00:14:20.620 --> 00:14:22.820 align:middle line:90%
OK, great.

00:14:22.820 --> 00:14:26.460 align:middle line:90%
So let's compare this with this.

00:14:26.460 --> 00:14:29.340 align:middle line:84%
This is exactly what we
get by just adding up

00:14:29.340 --> 00:14:34.940 align:middle line:84%
all those L2 norms
for the f sub r.

00:14:34.940 --> 00:14:41.350 align:middle line:84%
OK, so this proof
is a lot easier

00:14:41.350 --> 00:14:45.150 align:middle line:84%
than the proof of the main
lemma that we did last time.

00:14:45.150 --> 00:14:47.890 align:middle line:84%
Let's compare the L2
bound and the main lemma.

00:14:47.890 --> 00:14:53.590 align:middle line:90%


00:14:53.590 --> 00:14:56.990 align:middle line:84%
If I were to erase this
information in the main lemma,

00:14:56.990 --> 00:15:00.710 align:middle line:84%
then all that would be
left is the L2 bound.

00:15:00.710 --> 00:15:02.870 align:middle line:90%
But there is this information.

00:15:02.870 --> 00:15:04.010 align:middle line:90%
And this is helpful.

00:15:04.010 --> 00:15:07.030 align:middle line:84%
This is telling
us something more.

00:15:07.030 --> 00:15:10.370 align:middle line:84%
OK, now depending upon what
we know about this thing here,

00:15:10.370 --> 00:15:13.710 align:middle line:84%
different terms might
dominate this sum.

00:15:13.710 --> 00:15:17.910 align:middle line:84%
If it so happens that the
term little r equals 1,

00:15:17.910 --> 00:15:20.242 align:middle line:84%
has the biggest
contribution here,

00:15:20.242 --> 00:15:23.710 align:middle line:84%
then we don't learn very
much because our information

00:15:23.710 --> 00:15:27.630 align:middle line:84%
about the support of f1 hat is
the same as the information we

00:15:27.630 --> 00:15:29.710 align:middle line:84%
already had about
the support of f hat.

00:15:29.710 --> 00:15:31.750 align:middle line:90%
So we'd have nothing new.

00:15:31.750 --> 00:15:35.475 align:middle line:84%
But it may well happen that
the term where this is biggest

00:15:35.475 --> 00:15:38.720 align:middle line:90%
has little r much larger.

00:15:38.720 --> 00:15:43.860 align:middle line:84%
And then f little r has this
frequency support condition.

00:15:43.860 --> 00:15:46.520 align:middle line:84%
It gives it some structure,
some extra information there

00:15:46.520 --> 00:15:47.700 align:middle line:90%
that's going to help us.

00:15:47.700 --> 00:15:50.920 align:middle line:90%


00:15:50.920 --> 00:15:53.720 align:middle line:84%
So let's talk
about, what does it

00:15:53.720 --> 00:15:56.600 align:middle line:84%
mean about the function f
little r that its frequency is

00:15:56.600 --> 00:15:57.460 align:middle line:90%
supported there?

00:15:57.460 --> 00:16:21.040 align:middle line:90%


00:16:21.040 --> 00:16:26.240 align:middle line:84%
So intuition,
we're going to call

00:16:26.240 --> 00:16:32.836 align:middle line:84%
this the locally-constant
intuition,

00:16:32.836 --> 00:16:35.850 align:middle line:84%
says that if I have
some function g

00:16:35.850 --> 00:16:38.250 align:middle line:84%
and the support of
g hat is contained

00:16:38.250 --> 00:16:45.370 align:middle line:84%
in the ball of radius 1
over r, then the function

00:16:45.370 --> 00:16:51.430 align:middle line:84%
g is approximately constant
on balls of radius r.

00:16:51.430 --> 00:17:01.679 align:middle line:90%


00:17:01.679 --> 00:17:08.530 align:middle line:84%
So if the support of g hat is
in the ball of radius 1 over r,

00:17:08.530 --> 00:17:13.210 align:middle line:84%
then g hat is a combination
of waves, cosine waves,

00:17:13.210 --> 00:17:17.714 align:middle line:84%
where all of the cosine waves
have frequency at most 1 over r.

00:17:17.714 --> 00:17:19.089 align:middle line:84%
So each one of
those cosine waves

00:17:19.089 --> 00:17:22.250 align:middle line:84%
is not changing very much
on balls of radius r.

00:17:22.250 --> 00:17:23.890 align:middle line:84%
So it's sort of
intuitively plausible

00:17:23.890 --> 00:17:25.730 align:middle line:84%
that after we add
them up, also, we'll

00:17:25.730 --> 00:17:28.790 align:middle line:84%
get something that is roughly
constant on balls of radius r.

00:17:28.790 --> 00:17:31.450 align:middle line:90%


00:17:31.450 --> 00:17:33.060 align:middle line:84%
We'll come back
in a little while

00:17:33.060 --> 00:17:35.040 align:middle line:84%
and make a precise
statement about this.

00:17:35.040 --> 00:17:37.620 align:middle line:90%


00:17:37.620 --> 00:17:42.340 align:middle line:84%
OK, so based on this, let me
make a picture illustrating

00:17:42.340 --> 00:17:43.360 align:middle line:90%
main lemma r.

00:17:43.360 --> 00:17:48.580 align:middle line:90%


00:17:48.580 --> 00:17:51.570 align:middle line:90%
Main lemma and the real case.

00:17:51.570 --> 00:17:54.940 align:middle line:90%


00:17:54.940 --> 00:18:03.740 align:middle line:90%
OK, so OK.

00:18:03.740 --> 00:18:10.220 align:middle line:84%
So this will be, well, this will
be like each one of those lines

00:18:10.220 --> 00:18:12.260 align:middle line:90%
is going to be a 1 by r tube.

00:18:12.260 --> 00:18:14.460 align:middle line:84%
So I may have a
whole bunch of them

00:18:14.460 --> 00:18:19.820 align:middle line:84%
over here sort of like this, and
a whole bunch of them over here

00:18:19.820 --> 00:18:20.650 align:middle line:90%
sort of like this.

00:18:20.650 --> 00:18:24.780 align:middle line:90%


00:18:24.780 --> 00:18:27.560 align:middle line:84%
And over here in this
part of the board,

00:18:27.560 --> 00:18:32.073 align:middle line:84%
I might have some that are not
so clumped into thick tubes.

00:18:32.073 --> 00:18:33.490 align:middle line:84%
They might look
sort of like this.

00:18:33.490 --> 00:18:38.790 align:middle line:90%


00:18:38.790 --> 00:18:39.910 align:middle line:90%
All right.

00:18:39.910 --> 00:18:43.270 align:middle line:84%
So over here, a picture
I wanted to give you

00:18:43.270 --> 00:18:46.790 align:middle line:84%
is that I put so many
thin strokes of chalk, one

00:18:46.790 --> 00:18:49.470 align:middle line:84%
by our rectangles, that
they sort of smooshed

00:18:49.470 --> 00:18:52.380 align:middle line:84%
on top of each other, and they
produced, like, a thick stroke.

00:18:52.380 --> 00:18:56.190 align:middle line:90%


00:18:56.190 --> 00:19:01.910 align:middle line:84%
And so this part over here
might be dominated by f of r.

00:19:01.910 --> 00:19:04.710 align:middle line:84%
So maybe this scale
might be r and f

00:19:04.710 --> 00:19:10.500 align:middle line:84%
sub r be sort of a sum of
this blob and that blob.

00:19:10.500 --> 00:19:14.110 align:middle line:90%


00:19:14.110 --> 00:19:19.670 align:middle line:84%
And on the other, so this over
here in blue would be f sub r.

00:19:19.670 --> 00:19:23.970 align:middle line:84%
And on the other hand, this
over here would be F sub 1.

00:19:23.970 --> 00:19:27.250 align:middle line:84%
All of this stuff is
pretty high frequency.

00:19:27.250 --> 00:19:33.760 align:middle line:90%


00:19:33.760 --> 00:19:37.960 align:middle line:84%
OK, and notice that
this f sub r is

00:19:37.960 --> 00:19:42.480 align:middle line:84%
kind of roughly constant
on any ball of radius r.

00:19:42.480 --> 00:19:55.400 align:middle line:84%
And so if I were to visualize
the set where F is big,

00:19:55.400 --> 00:19:59.510 align:middle line:84%
well, there might be some
bits in here where F is big.

00:19:59.510 --> 00:20:02.080 align:middle line:90%


00:20:02.080 --> 00:20:07.040 align:middle line:84%
But then there also might
be some piece in here

00:20:07.040 --> 00:20:07.730 align:middle line:90%
where F is big.

00:20:07.730 --> 00:20:13.800 align:middle line:90%


00:20:13.800 --> 00:20:20.440 align:middle line:84%
OK, so over here, this
is where F sub 1 is big.

00:20:20.440 --> 00:20:23.790 align:middle line:84%
And over here, this is
where F sub r is big.

00:20:23.790 --> 00:20:29.490 align:middle line:90%


00:20:29.490 --> 00:20:30.330 align:middle line:90%
All right.

00:20:30.330 --> 00:20:32.450 align:middle line:84%
And now, the kind of
trade off that happens

00:20:32.450 --> 00:20:37.370 align:middle line:84%
is we might have a very strong
bound for the L2 norm of f1.

00:20:37.370 --> 00:20:39.970 align:middle line:84%
And so that bound tells me
that this set where f1 is big

00:20:39.970 --> 00:20:40.640 align:middle line:90%
is small.

00:20:40.640 --> 00:20:43.290 align:middle line:90%


00:20:43.290 --> 00:20:46.610 align:middle line:84%
And then we have a bound
for the L2 norm of fr.

00:20:46.610 --> 00:20:48.430 align:middle line:84%
It might not be
such a good bound.

00:20:48.430 --> 00:20:50.250 align:middle line:90%
It might be bigger.

00:20:50.250 --> 00:20:53.050 align:middle line:84%
But on the other hand, fr
has this nice structure

00:20:53.050 --> 00:20:54.990 align:middle line:90%
that it is constant on balls.

00:20:54.990 --> 00:20:58.370 align:middle line:84%
So the set where
fr is big is group

00:20:58.370 --> 00:21:00.810 align:middle line:90%
is clumped into these big balls.

00:21:00.810 --> 00:21:02.490 align:middle line:90%
And so that gives us--

00:21:02.490 --> 00:21:05.370 align:middle line:84%
So the area might be
larger than this area.

00:21:05.370 --> 00:21:07.730 align:middle line:84%
But the fact that
it's clumped gives us

00:21:07.730 --> 00:21:09.615 align:middle line:84%
some other geometric
information about it.

00:21:09.615 --> 00:21:10.490 align:middle line:90%
It's kind of simpler.

00:21:10.490 --> 00:21:17.130 align:middle line:90%


00:21:17.130 --> 00:21:19.790 align:middle line:90%
OK, so let's pause there.

00:21:19.790 --> 00:21:24.330 align:middle line:84%
That was recapping the main
lemma in the real case.

00:21:24.330 --> 00:21:29.540 align:middle line:84%
And I sort of tried to have a
picture of what it's telling us.

00:21:29.540 --> 00:21:39.440 align:middle line:90%
OK, OK.

00:21:39.440 --> 00:21:42.960 align:middle line:84%
So the next thing that we should
do is this is sort of nice,

00:21:42.960 --> 00:21:46.020 align:middle line:84%
but it is not a actual
precise math statement.

00:21:46.020 --> 00:21:48.960 align:middle line:84%
So in order to really
make use of this idea,

00:21:48.960 --> 00:21:51.380 align:middle line:84%
we need to now
replace this intuition

00:21:51.380 --> 00:21:54.900 align:middle line:90%
by an actual precise thing.

00:21:54.900 --> 00:21:56.200 align:middle line:90%
So let's do that.

00:21:56.200 --> 00:22:14.860 align:middle line:90%


00:22:14.860 --> 00:22:23.240 align:middle line:84%
OK, so here's a precise
version of the intuition.

00:22:23.240 --> 00:22:29.270 align:middle line:90%


00:22:29.270 --> 00:22:44.750 align:middle line:84%
OK, OK, so how do we use the
fact that the support of g hat

00:22:44.750 --> 00:22:47.410 align:middle line:84%
is contained in something
like B of 1 over r?

00:22:47.410 --> 00:22:50.870 align:middle line:90%


00:22:50.870 --> 00:22:57.830 align:middle line:84%
There's a nice trick for using
this, which goes like this.

00:22:57.830 --> 00:23:07.350 align:middle line:84%
So suppose I have a function,
eta so that eta of c

00:23:07.350 --> 00:23:12.830 align:middle line:84%
is 1 for all the c in the
ball of radius 1 over r.

00:23:12.830 --> 00:23:14.710 align:middle line:84%
There are many
such functions eta,

00:23:14.710 --> 00:23:17.210 align:middle line:84%
and probably the
most useful kind

00:23:17.210 --> 00:23:21.650 align:middle line:84%
is to suppose that eta is also
smooth and compactly supported.

00:23:21.650 --> 00:23:25.320 align:middle line:90%


00:23:25.320 --> 00:23:32.680 align:middle line:84%
OK, so g hat is equal
to g hat times eta,

00:23:32.680 --> 00:23:34.520 align:middle line:84%
because g hat is
supported on this ball,

00:23:34.520 --> 00:23:37.880 align:middle line:90%
and eta is 1 on this ball.

00:23:37.880 --> 00:23:41.520 align:middle line:84%
And now, I can take the inverse
Fourier transform of this,

00:23:41.520 --> 00:23:45.980 align:middle line:84%
and I get that g is g
convolved with eta check.

00:23:45.980 --> 00:23:50.640 align:middle line:90%


00:23:50.640 --> 00:23:58.020 align:middle line:84%
OK, so this follows from, and
is almost equivalent to, this.

00:23:58.020 --> 00:24:02.400 align:middle line:84%
But it's often a little
bit easier to work with.

00:24:02.400 --> 00:24:04.640 align:middle line:84%
So next to work with
this, we should figure out

00:24:04.640 --> 00:24:07.630 align:middle line:84%
a little bit what this
function eta check is like.

00:24:07.630 --> 00:24:12.240 align:middle line:90%


00:24:12.240 --> 00:24:14.140 align:middle line:90%
So properties of eta check.

00:24:14.140 --> 00:24:18.120 align:middle line:90%


00:24:18.120 --> 00:24:27.530 align:middle line:84%
OK, so for one thing, eta
check of x is less than r

00:24:27.530 --> 00:24:29.220 align:middle line:90%
to the minus 2 in the plane.

00:24:29.220 --> 00:24:32.730 align:middle line:90%


00:24:32.730 --> 00:24:34.990 align:middle line:84%
That just follows from
the triangle inequality.

00:24:34.990 --> 00:24:36.930 align:middle line:84%
To compute eta check,
we integrate eta

00:24:36.930 --> 00:24:39.290 align:middle line:90%
times the complex exponential.

00:24:39.290 --> 00:24:43.450 align:middle line:84%
And eta has size 1, and
it's supported on this ball.

00:24:43.450 --> 00:24:45.770 align:middle line:90%
So we get this.

00:24:45.770 --> 00:24:50.650 align:middle line:84%
But in addition to that, if x is
large, then we get cancelation.

00:24:50.650 --> 00:24:57.490 align:middle line:84%
So the next thing is that eta
check of x decays rapidly.

00:24:57.490 --> 00:25:00.170 align:middle line:84%
So I'll write something
precise in a second.

00:25:00.170 --> 00:25:06.330 align:middle line:84%
Decays rapidly if x
is bigger than that.

00:25:06.330 --> 00:25:08.930 align:middle line:84%
And so the reason
for that is eta check

00:25:08.930 --> 00:25:16.610 align:middle line:84%
of x is the integral eta
of C e to the 2 pi i xc dc.

00:25:16.610 --> 00:25:21.740 align:middle line:84%
And we can bound this integral
by integrating by parts.

00:25:21.740 --> 00:25:24.600 align:middle line:84%
And this is a nice
and smooth thing.

00:25:24.600 --> 00:25:27.620 align:middle line:84%
And if x is bigger than this, we
integrate by parts many times,

00:25:27.620 --> 00:25:30.580 align:middle line:84%
we get a strong
estimate for this.

00:25:30.580 --> 00:25:33.140 align:middle line:84%
OK, the estimate has
the following shape.

00:25:33.140 --> 00:25:35.860 align:middle line:84%
I start with an r
to the minus 2 just

00:25:35.860 --> 00:25:37.860 align:middle line:90%
to compare to what I had there.

00:25:37.860 --> 00:25:44.620 align:middle line:90%
And then I have x over r.

00:25:44.620 --> 00:25:49.280 align:middle line:84%
And I can put here
any exponent I like.

00:25:49.280 --> 00:25:51.240 align:middle line:84%
But negative 1,000
will be fine for us.

00:25:51.240 --> 00:25:54.460 align:middle line:90%


00:25:54.460 --> 00:25:57.700 align:middle line:84%
So if x is more than a
teeny bit bigger than r,

00:25:57.700 --> 00:25:59.000 align:middle line:90%
this thing is very small.

00:25:59.000 --> 00:26:07.360 align:middle line:90%


00:26:07.360 --> 00:26:07.860 align:middle line:90%
OK.

00:26:07.860 --> 00:26:38.870 align:middle line:90%


00:26:38.870 --> 00:26:41.670 align:middle line:90%
All right.

00:26:41.670 --> 00:26:50.070 align:middle line:84%
So now let me set C sub r
to be the norm of eta check.

00:26:50.070 --> 00:26:53.990 align:middle line:84%
And so C sub r has bounds
that we just computed.

00:26:53.990 --> 00:26:59.430 align:middle line:84%
So C sub r of x is bounded
by r to the minus 2.

00:26:59.430 --> 00:27:07.010 align:middle line:84%
And it's rapidly decaying
if x is much bigger than r.

00:27:07.010 --> 00:27:09.630 align:middle line:90%


00:27:09.630 --> 00:27:12.270 align:middle line:90%
And now, we can state a lemma.

00:27:12.270 --> 00:27:16.600 align:middle line:84%
So if the support of
g hat is contained

00:27:16.600 --> 00:27:22.960 align:middle line:84%
in the ball of radius
1 over r, then the norm

00:27:22.960 --> 00:27:31.150 align:middle line:84%
of g of x is bounded by the
norm of g convolved with Cr x.

00:27:31.150 --> 00:27:36.680 align:middle line:90%


00:27:36.680 --> 00:27:41.800 align:middle line:84%
And the proof is basically
just what we have.

00:27:41.800 --> 00:27:45.480 align:middle line:84%
So we started with g
hat is g hat times eta.

00:27:45.480 --> 00:27:49.780 align:middle line:84%
And so g is g convolved
with eta check.

00:27:49.780 --> 00:27:54.680 align:middle line:90%


00:27:54.680 --> 00:27:57.080 align:middle line:84%
Now take the
triangle inequality.

00:27:57.080 --> 00:28:01.160 align:middle line:84%
The norm of g is less than or
equal to the norm of g convolved

00:28:01.160 --> 00:28:03.545 align:middle line:90%
with the norm of eta check.

00:28:03.545 --> 00:28:04.420 align:middle line:90%
And that's the proof.

00:28:04.420 --> 00:28:05.930 align:middle line:84%
The norm of eta
check is called Cr.

00:28:05.930 --> 00:28:18.690 align:middle line:90%


00:28:18.690 --> 00:28:21.170 align:middle line:84%
OK, and since we're
going to eventually

00:28:21.170 --> 00:28:23.770 align:middle line:84%
be thinking about
L2 norms, it is

00:28:23.770 --> 00:28:26.090 align:middle line:84%
helpful to have a tiny
variant of this lemma,

00:28:26.090 --> 00:28:27.850 align:middle line:84%
where we have the
norm of g squared

00:28:27.850 --> 00:28:29.688 align:middle line:90%
instead of the norm of g.

00:28:29.688 --> 00:28:31.730 align:middle line:84%
It's sort of convenient
to prove it ahead of time

00:28:31.730 --> 00:28:34.490 align:middle line:84%
instead of in the
middle of what's coming.

00:28:34.490 --> 00:28:36.030 align:middle line:90%
So lemma 2.

00:28:36.030 --> 00:28:38.970 align:middle line:90%


00:28:38.970 --> 00:28:41.970 align:middle line:84%
If the support of
g hat is contained

00:28:41.970 --> 00:28:47.730 align:middle line:84%
in the ball of radius 1 over
r, then the norm of g squared

00:28:47.730 --> 00:28:51.300 align:middle line:84%
is bounded by the norm of g
squared convolved with Cr.

00:28:51.300 --> 00:29:00.170 align:middle line:90%


00:29:00.170 --> 00:29:03.110 align:middle line:84%
OK, so before we do
the rigorous proof,

00:29:03.110 --> 00:29:06.730 align:middle line:84%
let me say something about
how I think about this.

00:29:06.730 --> 00:29:11.570 align:middle line:84%
So this here says that the
norm of g is bounded by--

00:29:11.570 --> 00:29:13.683 align:middle line:84%
this is sort of like
taking an average.

00:29:13.683 --> 00:29:15.100 align:middle line:84%
It's like the norm
of g is bounded

00:29:15.100 --> 00:29:18.600 align:middle line:84%
by the average value of the
norm of G on a ball of radius r.

00:29:18.600 --> 00:29:22.730 align:middle line:90%


00:29:22.730 --> 00:29:26.080 align:middle line:84%
And then if you had
that by Cauchy-Schwarz,

00:29:26.080 --> 00:29:28.580 align:middle line:84%
you would also have that
the norm of g squared

00:29:28.580 --> 00:29:33.140 align:middle line:84%
was bounded by the
average of the norm of g

00:29:33.140 --> 00:29:35.940 align:middle line:90%
squared on the ball.

00:29:35.940 --> 00:29:39.100 align:middle line:84%
OK, so that's what
we'll write down now.

00:29:39.100 --> 00:29:50.420 align:middle line:84%
So the norm of g of x squared
is bounded by the first lemma

00:29:50.420 --> 00:29:58.020 align:middle line:84%
by the norm of g convolved
with Cr at x squared.

00:29:58.020 --> 00:30:00.020 align:middle line:84%
If I write out what
this convolution is,

00:30:00.020 --> 00:30:09.590 align:middle line:84%
it's the integral norm of g of x
minus y, Cr of y dy all squared.

00:30:09.590 --> 00:30:12.110 align:middle line:90%


00:30:12.110 --> 00:30:14.710 align:middle line:84%
And now, I can do
a Cauchy-Schwarz.

00:30:14.710 --> 00:30:17.550 align:middle line:84%
I want to do a Cauchy-Schwarz
to get this guy squared

00:30:17.550 --> 00:30:19.350 align:middle line:90%
with one of those.

00:30:19.350 --> 00:30:24.390 align:middle line:84%
So when I do my
Cauchy-Schwarz, my first factor

00:30:24.390 --> 00:30:29.730 align:middle line:84%
will be integral norm of g
squared x minus y Cr of y.

00:30:29.730 --> 00:30:32.550 align:middle line:90%


00:30:32.550 --> 00:30:37.280 align:middle line:84%
And my second factor will just
be the integral Cr of y dy.

00:30:37.280 --> 00:30:44.350 align:middle line:90%


00:30:44.350 --> 00:30:46.810 align:middle line:84%
So you get to see that this
is a valid Cauchy-Schwarz.

00:30:46.810 --> 00:30:49.230 align:middle line:84%
The total number of
exponents of g is 2.

00:30:49.230 --> 00:30:51.650 align:middle line:84%
The total number of
exponents of C is 2.

00:30:51.650 --> 00:30:55.150 align:middle line:84%
And that matches what's
on the other side.

00:30:55.150 --> 00:30:59.270 align:middle line:84%
And now, this thing
here is bounded

00:30:59.270 --> 00:31:04.070 align:middle line:84%
by 1, which follows from our
bounds for how it behaves,

00:31:04.070 --> 00:31:05.710 align:middle line:84%
and which goes along
with the intuition

00:31:05.710 --> 00:31:07.930 align:middle line:90%
that this integral is 1.

00:31:07.930 --> 00:31:11.240 align:middle line:84%
And so this convolution
is like doing an average.

00:31:11.240 --> 00:31:13.720 align:middle line:84%
OK, and this thing here is
just the right-hand side.

00:31:13.720 --> 00:31:22.720 align:middle line:84%
This is g squared
convolved with C. OK,

00:31:22.720 --> 00:31:26.320 align:middle line:84%
so this is the way we will
rigorously make use of the fact

00:31:26.320 --> 00:31:29.140 align:middle line:90%
that fr has frequency in there.

00:31:29.140 --> 00:31:32.960 align:middle line:90%


00:31:32.960 --> 00:31:35.160 align:middle line:84%
And it corresponds
visually to this picture

00:31:35.160 --> 00:31:41.440 align:middle line:84%
that I think I'll erase now
that fr looks of like this.

00:31:41.440 --> 00:31:44.800 align:middle line:84%
And the places where it's big
consists of some blobs of balls

00:31:44.800 --> 00:31:47.780 align:middle line:90%
of radius r.

00:31:47.780 --> 00:31:48.280 align:middle line:90%
OK.

00:31:48.280 --> 00:31:51.600 align:middle line:90%


00:31:51.600 --> 00:31:52.100 align:middle line:90%
OK.

00:31:52.100 --> 00:31:56.720 align:middle line:90%


00:31:56.720 --> 00:31:58.840 align:middle line:84%
So now, we can
use our main lemma

00:31:58.840 --> 00:32:01.540 align:middle line:84%
to prove some projection
theory estimates.

00:32:01.540 --> 00:32:12.610 align:middle line:90%


00:32:12.610 --> 00:32:14.250 align:middle line:90%
All right.

00:32:14.250 --> 00:32:19.250 align:middle line:84%
So our setup is
that we have x is

00:32:19.250 --> 00:32:25.170 align:middle line:84%
a set of unit balls in
the two-dimensional ball

00:32:25.170 --> 00:32:26.902 align:middle line:90%
of radius r.

00:32:26.902 --> 00:32:28.630 align:middle line:90%
D is the set of directions.

00:32:28.630 --> 00:32:33.210 align:middle line:84%
So it's a subset of S1,
which is 1 over r separated.

00:32:33.210 --> 00:32:37.510 align:middle line:84%
And S measures the size of the
biggest projection of x in here.

00:32:37.510 --> 00:32:41.850 align:middle line:84%
So it's the maximum over all
the thetas in my direction set

00:32:41.850 --> 00:32:43.870 align:middle line:90%
of the theta projection of x.

00:32:43.870 --> 00:32:46.677 align:middle line:90%


00:32:46.677 --> 00:32:47.510 align:middle line:90%
So that's our setup.

00:32:47.510 --> 00:32:50.850 align:middle line:84%
And we're going to try to bound
these different quantities

00:32:50.850 --> 00:32:52.850 align:middle line:84%
in terms of how the
directions and how

00:32:52.850 --> 00:32:54.610 align:middle line:90%
the spheres are clustered.

00:32:54.610 --> 00:33:00.610 align:middle line:84%
So remember, Nx of r is the
maximum over all possible center

00:33:00.610 --> 00:33:06.610 align:middle line:84%
C of the amount of x in the
ball of center C and radius r.

00:33:06.610 --> 00:33:15.220 align:middle line:84%
And similarly, N sub d of
rho is the maximum over arcs

00:33:15.220 --> 00:33:23.817 align:middle line:84%
and S1 of length rho of the
number of directions in the arc.

00:33:23.817 --> 00:33:24.650 align:middle line:90%
So that's our setup.

00:33:24.650 --> 00:33:27.620 align:middle line:90%


00:33:27.620 --> 00:33:30.260 align:middle line:84%
And the projection theory
estimate that comes from this

00:33:30.260 --> 00:33:34.300 align:middle line:84%
method, I'll call it theorem
2R, theorem 2 in the real case,

00:33:34.300 --> 00:33:42.260 align:middle line:84%
says that if we have this setup,
then the number of directions is

00:33:42.260 --> 00:34:01.780 align:middle line:84%
bounded by S big R over x times
the maximum over little r of Nx

00:34:01.780 --> 00:34:07.080 align:middle line:84%
of little r ND of little r over
big R over little r squared.

00:34:07.080 --> 00:34:11.949 align:middle line:90%


00:34:11.949 --> 00:34:14.670 align:middle line:84%
OK, so this is a
little bit messy.

00:34:14.670 --> 00:34:16.710 align:middle line:84%
And we'll eventually
make some hypotheses

00:34:16.710 --> 00:34:19.830 align:middle line:90%
that allow it to simplify it.

00:34:19.830 --> 00:34:22.909 align:middle line:84%
But just notice for
now that this estimate

00:34:22.909 --> 00:34:25.810 align:middle line:84%
takes account of how the set
of directions is clustered.

00:34:25.810 --> 00:34:27.489 align:middle line:84%
And it takes account
of how-- sorry.

00:34:27.489 --> 00:34:31.370 align:middle line:84%
It takes account of how the set
x of unit balls is clustered.

00:34:31.370 --> 00:34:34.050 align:middle line:84%
And it takes account of how the
set of directions is clustered.

00:34:34.050 --> 00:34:37.389 align:middle line:90%


00:34:37.389 --> 00:34:42.070 align:middle line:84%
OK, so the proof follows
the idea of the proof

00:34:42.070 --> 00:34:45.670 align:middle line:84%
we did in finite fields, and
makes use of the main lemma.

00:34:45.670 --> 00:34:47.989 align:middle line:90%
And here is our setup.

00:34:47.989 --> 00:34:51.650 align:middle line:84%
So for every direction
in our direction set,

00:34:51.650 --> 00:34:55.989 align:middle line:84%
let's say T theta,
is a set of at most,

00:34:55.989 --> 00:35:03.130 align:middle line:84%
S. We could say exactly S.
1 by r tubes T that cover x.

00:35:03.130 --> 00:35:07.320 align:middle line:90%


00:35:07.320 --> 00:35:09.480 align:middle line:84%
So this projection
has size S. Then

00:35:09.480 --> 00:35:11.600 align:middle line:84%
looking at the fibers
of the projections,

00:35:11.600 --> 00:35:16.480 align:middle line:84%
I get S tubes that
cover my set x.

00:35:16.480 --> 00:35:20.040 align:middle line:84%
OK, then T, my
master set of tubes,

00:35:20.040 --> 00:35:22.680 align:middle line:84%
will be the union over
all the directions.

00:35:22.680 --> 00:35:23.920 align:middle line:90%
T theta.

00:35:23.920 --> 00:35:27.080 align:middle line:84%
And f is going to
be the sum over all

00:35:27.080 --> 00:35:32.720 align:middle line:84%
these tubes of the smoothed
characteristic function

00:35:32.720 --> 00:35:35.640 align:middle line:90%
of the tube.

00:35:35.640 --> 00:35:39.920 align:middle line:84%
OK, so we observe
that for every x

00:35:39.920 --> 00:35:46.220 align:middle line:84%
in x, f of x is at least
the number of directions.

00:35:46.220 --> 00:35:55.880 align:middle line:90%


00:35:55.880 --> 00:35:57.840 align:middle line:90%
All right.

00:35:57.840 --> 00:36:02.330 align:middle line:84%
So now, we use our main lemma
and we break up f into these

00:36:02.330 --> 00:36:05.165 align:middle line:90%
different fr's.

00:36:05.165 --> 00:36:06.870 align:middle line:90%
We use main lemma.

00:36:06.870 --> 00:36:10.850 align:middle line:90%


00:36:10.850 --> 00:36:13.530 align:middle line:84%
And there are only
logarithmically many different

00:36:13.530 --> 00:36:14.750 align:middle line:90%
choices of r.

00:36:14.750 --> 00:36:17.730 align:middle line:84%
And so one of them has to
make a pretty big contribution

00:36:17.730 --> 00:36:19.370 align:middle line:90%
at each of these points.

00:36:19.370 --> 00:36:25.170 align:middle line:90%
And so I can choose r so that--

00:36:25.170 --> 00:36:26.370 align:middle line:90%
all right.

00:36:26.370 --> 00:36:29.210 align:middle line:90%
So I have x times D squared.

00:36:29.210 --> 00:36:33.930 align:middle line:84%
That's smaller than the
integral over x of f squared.

00:36:33.930 --> 00:36:35.590 align:middle line:84%
And now, there are
only a few r's.

00:36:35.590 --> 00:36:38.650 align:middle line:84%
So that should be
somewhat smaller

00:36:38.650 --> 00:36:42.840 align:middle line:84%
than a log times the
integral over x of r squared.

00:36:42.840 --> 00:36:54.250 align:middle line:90%


00:36:54.250 --> 00:37:03.340 align:middle line:84%
OK, now the first
thing I might try here

00:37:03.340 --> 00:37:06.120 align:middle line:84%
is if you look at the
statement of the main lemma,

00:37:06.120 --> 00:37:08.780 align:middle line:84%
it has an upper bound
for the L2 norm of fr.

00:37:08.780 --> 00:37:13.177 align:middle line:84%
And I could plug in that upper
bound, and I would bound this.

00:37:13.177 --> 00:37:14.760 align:middle line:84%
And I would get
something out of that.

00:37:14.760 --> 00:37:18.580 align:middle line:90%


00:37:18.580 --> 00:37:23.257 align:middle line:84%
But that's not the
optimal thing to do here.

00:37:23.257 --> 00:37:25.340 align:middle line:84%
Well, depending on what
we know about x, depending

00:37:25.340 --> 00:37:27.213 align:middle line:90%
on what we know about this.

00:37:27.213 --> 00:37:29.380 align:middle line:84%
So to get some intuition,
let's look at this picture

00:37:29.380 --> 00:37:31.280 align:middle line:84%
that I haven't
managed to erase yet.

00:37:31.280 --> 00:37:36.420 align:middle line:90%


00:37:36.420 --> 00:37:37.380 align:middle line:90%
All right.

00:37:37.380 --> 00:37:40.460 align:middle line:84%
So we're trying to understand
this thing, the integral over x

00:37:40.460 --> 00:37:42.380 align:middle line:90%
of fr squared.

00:37:42.380 --> 00:37:45.747 align:middle line:84%
So let's add an
x to our picture.

00:37:45.747 --> 00:37:46.830 align:middle line:90%
Do I have any more colors?

00:37:46.830 --> 00:37:50.086 align:middle line:90%


00:37:50.086 --> 00:37:55.140 align:middle line:84%
So x in this picture
is going to be yellow.

00:37:55.140 --> 00:37:57.750 align:middle line:84%
And x may look
something like this.

00:37:57.750 --> 00:38:08.550 align:middle line:90%


00:38:08.550 --> 00:38:10.750 align:middle line:84%
It depends a little
bit on Nx of r.

00:38:10.750 --> 00:38:14.370 align:middle line:84%
If Nx of r, the biggest that
Nx of r could be is r squared.

00:38:14.370 --> 00:38:18.510 align:middle line:84%
If it's that big, then x could
fill in this whole thing.

00:38:18.510 --> 00:38:20.552 align:middle line:84%
But if Nx of r is
smaller than r squared,

00:38:20.552 --> 00:38:22.510 align:middle line:84%
then it's sort of like
the picture that I drew,

00:38:22.510 --> 00:38:26.750 align:middle line:84%
and x is only a small
fraction of this ball.

00:38:26.750 --> 00:38:30.670 align:middle line:84%
And in this picture, it would be
lossy to estimate the integral

00:38:30.670 --> 00:38:34.950 align:middle line:84%
over just x of fr squared
by the global integral of fr

00:38:34.950 --> 00:38:37.130 align:middle line:84%
squared, which would include
the whole orange ball.

00:38:37.130 --> 00:38:40.430 align:middle line:90%


00:38:40.430 --> 00:38:46.590 align:middle line:84%
OK, so we're going to try to do
a bit better than that by using

00:38:46.590 --> 00:38:52.070 align:middle line:84%
our lemmas about the
locally-constant property

00:38:52.070 --> 00:39:01.460 align:middle line:84%
of the function fr. All right,
I'm going to erase this.

00:39:01.460 --> 00:39:01.960 align:middle line:90%
All right.

00:39:01.960 --> 00:39:04.420 align:middle line:84%
I'm going to leave this
picture here for our intuition.

00:39:04.420 --> 00:39:07.600 align:middle line:90%


00:39:07.600 --> 00:39:08.600 align:middle line:90%
All right.

00:39:08.600 --> 00:39:13.120 align:middle line:84%
So we have integral
over x of fr squared.

00:39:13.120 --> 00:39:17.870 align:middle line:84%
I'll just rewrite it as the
integral of 1x fr squared.

00:39:17.870 --> 00:39:20.880 align:middle line:90%


00:39:20.880 --> 00:39:24.680 align:middle line:84%
OK, now if I want to use the
locally-constant property of fr

00:39:24.680 --> 00:39:27.820 align:middle line:84%
squared, it means I
could use these lemmas.

00:39:27.820 --> 00:39:29.440 align:middle line:84%
And in particular,
I can use lemma 2,

00:39:29.440 --> 00:39:32.960 align:middle line:84%
which is sort of well set
up to deal with the square.

00:39:32.960 --> 00:39:39.240 align:middle line:84%
So this is bounded by the
integral of 1x times fr squared

00:39:39.240 --> 00:39:42.090 align:middle line:90%
convolved with cr.

00:39:42.090 --> 00:39:48.080 align:middle line:90%


00:39:48.080 --> 00:39:52.360 align:middle line:84%
And if you write out what
this is and do Fubini,

00:39:52.360 --> 00:39:55.770 align:middle line:84%
this is the same as
the integral of fr

00:39:55.770 --> 00:40:00.360 align:middle line:84%
squared times the characteristic
function of x convolved with cr.

00:40:00.360 --> 00:40:07.730 align:middle line:90%


00:40:07.730 --> 00:40:10.462 align:middle line:90%
Do you see that?

00:40:10.462 --> 00:40:11.410 align:middle line:90%
Yeah, OK.

00:40:11.410 --> 00:40:12.270 align:middle line:90%
Let's do it.

00:40:12.270 --> 00:40:14.450 align:middle line:90%
So the algebra is like this.

00:40:14.450 --> 00:40:18.090 align:middle line:90%
I have the integral 1x of x.

00:40:18.090 --> 00:40:19.990 align:middle line:84%
And then I have
this convolution,

00:40:19.990 --> 00:40:27.365 align:middle line:84%
which is the integral fr
squared of x minus y cr of y dy.

00:40:27.365 --> 00:40:31.944 align:middle line:90%


00:40:31.944 --> 00:40:33.550 align:middle line:90%
No, let me do it the other way.

00:40:33.550 --> 00:40:43.610 align:middle line:90%


00:40:43.610 --> 00:40:48.250 align:middle line:84%
OK, so now what happens
if I Fubini that?

00:40:48.250 --> 00:40:59.900 align:middle line:84%
That's the integral fr squared
of y integral of 1x of x cr of x

00:40:59.900 --> 00:41:01.526 align:middle line:90%
minus y dy.

00:41:01.526 --> 00:41:04.980 align:middle line:90%


00:41:04.980 --> 00:41:07.780 align:middle line:84%
OK, it doesn't look
quite right yet.

00:41:07.780 --> 00:41:09.912 align:middle line:84%
And it actually
reminds me that there

00:41:09.912 --> 00:41:12.370 align:middle line:84%
was a little something else
that's helpful to say about cr.

00:41:12.370 --> 00:41:15.700 align:middle line:90%


00:41:15.700 --> 00:41:20.660 align:middle line:84%
So you can also add
here that cr is radial.

00:41:20.660 --> 00:41:24.135 align:middle line:90%
Implies that it's symmetric.

00:41:24.135 --> 00:41:26.260 align:middle line:84%
Yeah, I should probably
have mentioned that earlier

00:41:26.260 --> 00:41:27.433 align:middle line:90%
in my plan.

00:41:27.433 --> 00:41:29.100 align:middle line:84%
So the reason you can
do that, remember,

00:41:29.100 --> 00:41:32.260 align:middle line:84%
cr was the Fourier transform
of some bump function eta.

00:41:32.260 --> 00:41:33.980 align:middle line:84%
If your bump function
eta is radial,

00:41:33.980 --> 00:41:36.620 align:middle line:84%
its Fourier transform
will be radial.

00:41:36.620 --> 00:41:38.900 align:middle line:84%
So this guy is
radial and symmetric.

00:41:38.900 --> 00:41:44.220 align:middle line:84%
OK, and then because that's
symmetric, I can switch those.

00:41:44.220 --> 00:41:49.820 align:middle line:84%
So that's the integral fr
squared of y integral 1x of x,

00:41:49.820 --> 00:41:52.830 align:middle line:90%
cr of y minus x.

00:41:52.830 --> 00:41:54.610 align:middle line:90%
Sorry, this one is dx.

00:41:54.610 --> 00:41:57.930 align:middle line:90%


00:41:57.930 --> 00:41:58.430 align:middle line:90%
All right.

00:41:58.430 --> 00:42:05.270 align:middle line:84%
So that's the integral of fr
squared of y 1x convolved with

00:42:05.270 --> 00:42:07.090 align:middle line:90%
cr of y.

00:42:07.090 --> 00:42:29.270 align:middle line:90%


00:42:29.270 --> 00:42:31.590 align:middle line:84%
I feel like there also should
be a nice image of what's

00:42:31.590 --> 00:42:34.350 align:middle line:90%
going on in this integral.

00:42:34.350 --> 00:42:36.590 align:middle line:84%
We have this--
imagine for a second

00:42:36.590 --> 00:42:38.650 align:middle line:84%
that this was the
characteristic function a set.

00:42:38.650 --> 00:42:41.150 align:middle line:84%
It's not quite true, but
it's not far off either.

00:42:41.150 --> 00:42:44.270 align:middle line:84%
So I have one set, and
I have another set.

00:42:44.270 --> 00:42:46.610 align:middle line:84%
But before I multiply
them together,

00:42:46.610 --> 00:42:48.630 align:middle line:84%
which would mean
intersecting the sets,

00:42:48.630 --> 00:42:52.560 align:middle line:84%
I fatten out this set
here by a distance r.

00:42:52.560 --> 00:42:56.920 align:middle line:84%
So I take this, I call this set
y, take y, I fatten it out by r,

00:42:56.920 --> 00:42:59.560 align:middle line:90%
and I intersect it with x.

00:42:59.560 --> 00:43:01.120 align:middle line:84%
And that's kind
of the same thing

00:43:01.120 --> 00:43:02.920 align:middle line:84%
as taking x and
fattening it out by r,

00:43:02.920 --> 00:43:05.622 align:middle line:84%
and intersecting it with
y, because I could describe

00:43:05.622 --> 00:43:06.580 align:middle line:90%
both of them like this.

00:43:06.580 --> 00:43:09.360 align:middle line:84%
I'm looking for pairs of
points, 1 in x and 1 and y.

00:43:09.360 --> 00:43:11.440 align:middle line:84%
The distance between
them is at most r.

00:43:11.440 --> 00:43:14.860 align:middle line:84%
If I say it that
way, it's symmetric.

00:43:14.860 --> 00:43:16.420 align:middle line:90%
And that's what's going on here.

00:43:16.420 --> 00:43:19.840 align:middle line:90%


00:43:19.840 --> 00:43:23.520 align:middle line:84%
Yeah, I guess that's
a fancy way of saying,

00:43:23.520 --> 00:43:27.160 align:middle line:84%
I just took this integral
and I wrote it like this.

00:43:27.160 --> 00:43:31.320 align:middle line:84%
And now, remember that the
function, cr, is symmetric.

00:43:31.320 --> 00:43:34.580 align:middle line:84%
Now the whole thing is
symmetric, symmetric

00:43:34.580 --> 00:43:36.340 align:middle line:84%
in exchanging these
two functions.

00:43:36.340 --> 00:43:39.760 align:middle line:90%


00:43:39.760 --> 00:43:42.360 align:middle line:90%
OK, cool.

00:43:42.360 --> 00:43:44.180 align:middle line:84%
OK, so now, we've
written it this way.

00:43:44.180 --> 00:43:46.840 align:middle line:84%
And the intuitive
meaning of this

00:43:46.840 --> 00:43:49.200 align:middle line:84%
is I've averaged the
characteristic function

00:43:49.200 --> 00:43:51.510 align:middle line:90%
of x over balls of radius r.

00:43:51.510 --> 00:43:54.290 align:middle line:90%


00:43:54.290 --> 00:44:02.530 align:middle line:84%
And so this is bounded by
Nx of r over r squared.

00:44:02.530 --> 00:44:07.897 align:middle line:84%
So this is the integral of that
guy over a ball of radius r.

00:44:07.897 --> 00:44:09.230 align:middle line:90%
And then I'm taking the average.

00:44:09.230 --> 00:44:13.750 align:middle line:84%
So I divide by the area
of the ball of radius r.

00:44:13.750 --> 00:44:14.250 align:middle line:90%
OK.

00:44:14.250 --> 00:44:17.610 align:middle line:90%


00:44:17.610 --> 00:44:20.350 align:middle line:84%
So to check this a little
bit more carefully,

00:44:20.350 --> 00:44:23.930 align:middle line:84%
we have to use the bounds that
we have for this cr thing, which

00:44:23.930 --> 00:44:24.750 align:middle line:90%
are over here.

00:44:24.750 --> 00:44:27.610 align:middle line:90%


00:44:27.610 --> 00:44:32.210 align:middle line:84%
So it's bounded by 1 over r
squared on the ball of radius r.

00:44:32.210 --> 00:44:33.850 align:middle line:90%
That would give the average.

00:44:33.850 --> 00:44:36.290 align:middle line:84%
Then it also has this
rapidly-decaying tail,

00:44:36.290 --> 00:44:38.930 align:middle line:84%
which to be careful, we
should take account of.

00:44:38.930 --> 00:44:43.990 align:middle line:84%
But what it contributes is
smaller than the first term,

00:44:43.990 --> 00:44:44.670 align:middle line:90%
the main term.

00:44:44.670 --> 00:44:49.060 align:middle line:90%


00:44:49.060 --> 00:44:52.060 align:middle line:90%
OK, so that's how we bound this.

00:44:52.060 --> 00:44:53.060 align:middle line:90%
This is now a number.

00:44:53.060 --> 00:44:54.920 align:middle line:84%
So we can take it
out of the integral.

00:44:54.920 --> 00:44:57.440 align:middle line:84%
And we just have left the
L2 norm of fr squared.

00:44:57.440 --> 00:44:59.860 align:middle line:84%
So we plug in our
bound for that.

00:44:59.860 --> 00:45:04.440 align:middle line:84%
So we have, it's bounded
by Nx of r over r squared,

00:45:04.440 --> 00:45:08.540 align:middle line:84%
you can think of this thing as
the density of x at scale r,

00:45:08.540 --> 00:45:11.800 align:middle line:84%
times the integral
of fr squared OK,

00:45:11.800 --> 00:45:16.140 align:middle line:84%
and then I just plug in the
bound for the integral of fr

00:45:16.140 --> 00:45:16.860 align:middle line:90%
squared.

00:45:16.860 --> 00:45:19.180 align:middle line:90%
And we'll write that out.

00:45:19.180 --> 00:45:22.860 align:middle line:90%
So OK, we have number of tubes.

00:45:22.860 --> 00:45:25.980 align:middle line:90%
We have big r over little r.

00:45:25.980 --> 00:45:29.060 align:middle line:90%
We have Nt of r.

00:45:29.060 --> 00:45:30.780 align:middle line:90%
That's this thing.

00:45:30.780 --> 00:45:34.300 align:middle line:90%
Then we have Nx of r.

00:45:34.300 --> 00:45:35.630 align:middle line:90%
And then we have r squared.

00:45:35.630 --> 00:45:40.740 align:middle line:90%


00:45:40.740 --> 00:45:44.380 align:middle line:90%
OK, we are almost done.

00:45:44.380 --> 00:45:51.910 align:middle line:84%
But what we have here is number
of tubes in a little-r-by-big-R

00:45:51.910 --> 00:45:52.510 align:middle line:90%
guy.

00:45:52.510 --> 00:45:54.670 align:middle line:84%
And the information
we want to be using

00:45:54.670 --> 00:45:56.990 align:middle line:90%
is the number of directions.

00:45:56.990 --> 00:46:01.590 align:middle line:84%
So the last step is
that the number of tubes

00:46:01.590 --> 00:46:04.830 align:middle line:84%
in the little-r-by-big-R
tube is bounded by the number

00:46:04.830 --> 00:46:09.710 align:middle line:84%
of directions in a
little-r-over-big-R angle times

00:46:09.710 --> 00:46:10.630 align:middle line:90%
little r.

00:46:10.630 --> 00:46:12.990 align:middle line:90%
So here's a picture.

00:46:12.990 --> 00:46:16.710 align:middle line:84%
Here's our
little-r-by-big-R tube.

00:46:16.710 --> 00:46:22.510 align:middle line:84%
Inside of it, I can fit in some
tubes in different directions.

00:46:22.510 --> 00:46:26.750 align:middle line:84%
So if I pick one direction,
I can pick little r of them.

00:46:26.750 --> 00:46:28.270 align:middle line:90%
That's this little r.

00:46:28.270 --> 00:46:30.990 align:middle line:84%
But they don't have
to go that way.

00:46:30.990 --> 00:46:35.250 align:middle line:84%
I could also have them go maybe
the most extreme directions.

00:46:35.250 --> 00:46:39.190 align:middle line:90%
I could have them go that way.

00:46:39.190 --> 00:46:44.280 align:middle line:90%
And this angle here is little r.

00:46:44.280 --> 00:46:47.710 align:middle line:84%
The angle there is
little r over big.

00:46:47.710 --> 00:46:50.280 align:middle line:90%


00:46:50.280 --> 00:46:55.360 align:middle line:84%
So all of the different
tubes that appear here,

00:46:55.360 --> 00:46:57.800 align:middle line:84%
they have to have an
angle within a range

00:46:57.800 --> 00:47:00.360 align:middle line:84%
of little r over big R. So
the number of directions

00:47:00.360 --> 00:47:02.080 align:middle line:90%
is like that.

00:47:02.080 --> 00:47:03.960 align:middle line:84%
And then for each
direction, then the number

00:47:03.960 --> 00:47:07.632 align:middle line:84%
of possible tubes is
at most, little r.

00:47:07.632 --> 00:47:11.000 align:middle line:84%
OK, so if you substitute
this for that,

00:47:11.000 --> 00:47:14.220 align:middle line:84%
then this expression becomes the
right-hand side of theorem two.

00:47:14.220 --> 00:47:31.140 align:middle line:90%


00:47:31.140 --> 00:47:31.640 align:middle line:90%
Yeah.

00:47:31.640 --> 00:47:33.640 align:middle line:84%
AUDIENCE: I remember
kind of use the fact

00:47:33.640 --> 00:47:35.350 align:middle line:84%
that the tubes that
are at an angle,

00:47:35.350 --> 00:47:38.840 align:middle line:84%
that you can only
fit less of them in.

00:47:38.840 --> 00:47:43.690 align:middle line:84%
Does that change the boundary
of anything different?

00:47:43.690 --> 00:47:44.830 align:middle line:90%
LAWRENCE GUTH: Yeah, OK.

00:47:44.830 --> 00:47:50.510 align:middle line:84%
So the question was if we knew
that in a given direction,

00:47:50.510 --> 00:47:54.770 align:middle line:84%
these tubes had to
have some spacing,

00:47:54.770 --> 00:47:56.970 align:middle line:84%
so we could also measure
the clustering of the tubes

00:47:56.970 --> 00:47:58.230 align:middle line:90%
in a given direction.

00:47:58.230 --> 00:48:01.050 align:middle line:84%
So we add some information
about that, then maybe this

00:48:01.050 --> 00:48:02.870 align:middle line:84%
would have to be
smaller than little r.

00:48:02.870 --> 00:48:07.090 align:middle line:90%


00:48:07.090 --> 00:48:08.750 align:middle line:84%
So our setup involves
three things.

00:48:08.750 --> 00:48:11.850 align:middle line:84%
But we only thought about the
clustering of two of them.

00:48:11.850 --> 00:48:15.250 align:middle line:84%
Our setup involves a
set of unit balls, x,

00:48:15.250 --> 00:48:17.930 align:middle line:84%
and we looked at how
it's clustered, Nx of r.

00:48:17.930 --> 00:48:20.330 align:middle line:84%
Set of directions,
D. And we look

00:48:20.330 --> 00:48:22.730 align:middle line:84%
at how it's
clustered, Nd of rho.

00:48:22.730 --> 00:48:26.428 align:middle line:84%
And also, a set of projections,
which each have size

00:48:26.428 --> 00:48:27.970 align:middle line:84%
at most S. But we
didn't say anything

00:48:27.970 --> 00:48:30.290 align:middle line:90%
about how they were clustered.

00:48:30.290 --> 00:48:32.210 align:middle line:84%
So you could add to
this setup something

00:48:32.210 --> 00:48:35.250 align:middle line:84%
about how each
projection is clustered.

00:48:35.250 --> 00:48:41.300 align:middle line:84%
And you could then use that
to improve this thing here.

00:48:41.300 --> 00:48:41.800 align:middle line:90%
Yeah.

00:48:41.800 --> 00:48:43.550 align:middle line:84%
So that could be a
little homework project

00:48:43.550 --> 00:48:45.120 align:middle line:84%
if anyone is
interested in doing it.

00:48:45.120 --> 00:48:50.340 align:middle line:90%


00:48:50.340 --> 00:48:52.777 align:middle line:90%
Yeah, OK.

00:48:52.777 --> 00:48:54.110 align:middle line:90%
Any other questions or comments?

00:48:54.110 --> 00:49:00.580 align:middle line:90%


00:49:00.580 --> 00:49:05.750 align:middle line:90%
OK, OK.

00:49:05.750 --> 00:49:07.660 align:middle line:84%
So this theorem
sort of naturally

00:49:07.660 --> 00:49:11.860 align:middle line:84%
falls out from using
the Fourier method.

00:49:11.860 --> 00:49:14.060 align:middle line:90%
But it's a little messy looking.

00:49:14.060 --> 00:49:16.660 align:middle line:84%
And the thing that's
particularly messy looking

00:49:16.660 --> 00:49:20.380 align:middle line:84%
is this maximum over little
r, and x, and d, da, da, da.

00:49:20.380 --> 00:49:22.500 align:middle line:84%
And there's a fairly
general situation

00:49:22.500 --> 00:49:25.460 align:middle line:84%
that we mentioned last
time, where that messy bit

00:49:25.460 --> 00:49:27.820 align:middle line:90%
gets a lot cleaner.

00:49:27.820 --> 00:49:30.120 align:middle line:84%
I don't know that that's so
philosophically important,

00:49:30.120 --> 00:49:31.680 align:middle line:84%
but I think it's
worth mentioning.

00:49:31.680 --> 00:49:33.860 align:middle line:84%
And this is the way
the results usually

00:49:33.860 --> 00:49:35.471 align:middle line:90%
appear in the literature.

00:49:35.471 --> 00:49:38.060 align:middle line:90%


00:49:38.060 --> 00:49:38.800 align:middle line:90%
All right.

00:49:38.800 --> 00:49:44.270 align:middle line:90%


00:49:44.270 --> 00:49:48.350 align:middle line:84%
And this will allow us to
finally prove the result

00:49:48.350 --> 00:49:49.690 align:middle line:90%
that we stated last time.

00:49:49.690 --> 00:50:01.710 align:middle line:90%


00:50:01.710 --> 00:50:04.390 align:middle line:90%
All right.

00:50:04.390 --> 00:50:11.650 align:middle line:84%
So definition, we say x is
Hausdorff, or Hausdorff spacing.

00:50:11.650 --> 00:50:14.415 align:middle line:90%


00:50:14.415 --> 00:50:19.390 align:middle line:84%
f and x of r to
the beta is bounded

00:50:19.390 --> 00:50:27.550 align:middle line:84%
by around x to the beta for
all beta between 0 and 1.

00:50:27.550 --> 00:50:31.150 align:middle line:84%
So when beta is 1,
this is trivial.

00:50:31.150 --> 00:50:32.170 align:middle line:90%
This is always true.

00:50:32.170 --> 00:50:34.330 align:middle line:84%
But this is saying that
at smaller scales beta,

00:50:34.330 --> 00:50:36.870 align:middle line:84%
this x is not too
clumped compared

00:50:36.870 --> 00:50:39.820 align:middle line:90%
to how it is at the top scale.

00:50:39.820 --> 00:50:41.360 align:middle line:90%
Yeah.

00:50:41.360 --> 00:50:43.318 align:middle line:84%
AUDIENCE: How is
the [INAUDIBLE]?

00:50:43.318 --> 00:50:47.230 align:middle line:90%


00:50:47.230 --> 00:50:48.760 align:middle line:90%
LAWRENCE GUTH: Ah, sorry.

00:50:48.760 --> 00:50:51.440 align:middle line:90%
Thanks.

00:50:51.440 --> 00:50:56.200 align:middle line:84%
Yeah, there was one other
thing I forgot to do.

00:50:56.200 --> 00:50:57.500 align:middle line:90%
OK, right.

00:50:57.500 --> 00:50:58.000 align:middle line:90%
Sorry.

00:50:58.000 --> 00:50:58.500 align:middle line:90%
Thanks.

00:50:58.500 --> 00:51:00.800 align:middle line:84%
So OK, so the question
is, how did we

00:51:00.800 --> 00:51:03.080 align:middle line:84%
actually do all this
algebra and get the equation

00:51:03.080 --> 00:51:05.597 align:middle line:84%
that the inequality is
actually stated in theorem two?

00:51:05.597 --> 00:51:07.680 align:middle line:84%
And thank you for the
question, because I left out

00:51:07.680 --> 00:51:10.760 align:middle line:90%
some of the steps.

00:51:10.760 --> 00:51:15.680 align:middle line:84%
OK, so now that we have
done the main ideas,

00:51:15.680 --> 00:51:18.380 align:middle line:84%
we're just talking about the
algebra, I will erase this.

00:51:18.380 --> 00:51:22.600 align:middle line:90%


00:51:22.600 --> 00:51:25.880 align:middle line:90%
And so what do we have so far?

00:51:25.880 --> 00:51:28.160 align:middle line:84%
If you put together the
inequalities we have so far,

00:51:28.160 --> 00:51:31.540 align:middle line:84%
we have x times the number
of directions squared.

00:51:31.540 --> 00:51:33.140 align:middle line:84%
That's where we
started over here.

00:51:33.140 --> 00:51:37.250 align:middle line:84%
Then we did some stuff,
and we ended up here.

00:51:37.250 --> 00:51:40.610 align:middle line:84%
So that's bounded
by number of tubes

00:51:40.610 --> 00:51:52.890 align:middle line:84%
times big R over little r times
Nd little r over big R times r.

00:51:52.890 --> 00:51:55.570 align:middle line:90%
That was this thing for there.

00:51:55.570 --> 00:51:59.010 align:middle line:84%
And x of r over
little r squared.

00:51:59.010 --> 00:52:02.650 align:middle line:90%
And we can cross those guys.

00:52:02.650 --> 00:52:04.810 align:middle line:84%
Now we still have
this number of tubes.

00:52:04.810 --> 00:52:06.090 align:middle line:90%
What's that?

00:52:06.090 --> 00:52:11.050 align:middle line:84%
Well, we have S tubes in each
direction, we have D directions.

00:52:11.050 --> 00:52:15.970 align:middle line:84%
So this is S times
D. OK, so now,

00:52:15.970 --> 00:52:17.830 align:middle line:84%
I've gotten rid of
all the extra letters.

00:52:17.830 --> 00:52:19.450 align:middle line:84%
And we only have
left the letters

00:52:19.450 --> 00:52:21.930 align:middle line:84%
that appear in the
inequality we want.

00:52:21.930 --> 00:52:24.660 align:middle line:84%
And then the last thing you
do is you get D by itself.

00:52:24.660 --> 00:52:28.930 align:middle line:90%


00:52:28.930 --> 00:52:31.130 align:middle line:84%
So I take one factor of D,
and bring it over there,

00:52:31.130 --> 00:52:32.370 align:middle line:90%
and cancel the two.

00:52:32.370 --> 00:52:34.620 align:middle line:84%
Then I take the x and
bring it over here.

00:52:34.620 --> 00:52:37.320 align:middle line:84%
And then what's left
is what's there.

00:52:37.320 --> 00:52:40.540 align:middle line:90%


00:52:40.540 --> 00:52:41.260 align:middle line:90%
Yeah.

00:52:41.260 --> 00:52:43.620 align:middle line:84%
AUDIENCE: And that's
inequality be made sharp

00:52:43.620 --> 00:52:46.220 align:middle line:90%
with any [INAUDIBLE]?

00:52:46.220 --> 00:52:55.707 align:middle line:84%
Like in any choice of
S, x, and D [INAUDIBLE]?

00:52:55.707 --> 00:52:56.540 align:middle line:90%
LAWRENCE GUTH: Yeah.

00:52:56.540 --> 00:53:01.940 align:middle line:90%


00:53:01.940 --> 00:53:02.680 align:middle line:90%
Yes.

00:53:02.680 --> 00:53:06.860 align:middle line:84%
OK, so the question is, is
this inequality ever sharp?

00:53:06.860 --> 00:53:12.080 align:middle line:84%
And it is sometimes sharp,
although not super often.

00:53:12.080 --> 00:53:16.060 align:middle line:84%
And the cases that I have worked
out so far when it's sharp

00:53:16.060 --> 00:53:19.060 align:middle line:84%
are within this
Hausdorff setting.

00:53:19.060 --> 00:53:20.120 align:middle line:90%
So let's maybe do that.

00:53:20.120 --> 00:53:21.480 align:middle line:90%
It'll all get a lot simpler.

00:53:21.480 --> 00:53:23.520 align:middle line:84%
And then I can say what
the cases I know are.

00:53:23.520 --> 00:53:26.900 align:middle line:90%


00:53:26.900 --> 00:53:32.340 align:middle line:84%
OK, so the Hausdorff spacing
is a bound on Nx of little

00:53:32.340 --> 00:53:35.710 align:middle line:84%
r in terms of the size of
x that looks like this.

00:53:35.710 --> 00:53:38.710 align:middle line:84%
And I coined the term,
Hausdorff spacing,

00:53:38.710 --> 00:53:41.470 align:middle line:84%
because it comes up naturally
when you talk about Hausdorff

00:53:41.470 --> 00:53:44.270 align:middle line:90%
measures and things like that.

00:53:44.270 --> 00:53:46.790 align:middle line:84%
OK, and it's useful
in our setting

00:53:46.790 --> 00:53:56.750 align:middle line:84%
because if x and D have
Hausdorff spacing, then

00:53:56.750 --> 00:54:03.210 align:middle line:84%
when you take the maximum of,
actually many expressions,

00:54:03.210 --> 00:54:11.870 align:middle line:84%
but the one that comes up for us
here is this, OK, what happens?

00:54:11.870 --> 00:54:14.890 align:middle line:84%
So I assume that both x and
D have Hausdorff spacing.

00:54:14.890 --> 00:54:17.070 align:middle line:84%
It's important to
have both of them.

00:54:17.070 --> 00:54:18.910 align:middle line:84%
Then each one of
these things get

00:54:18.910 --> 00:54:24.470 align:middle line:84%
replaced by some
power of x or D.

00:54:24.470 --> 00:54:31.993 align:middle line:84%
And once you have a power law,
so the whole expression will be,

00:54:31.993 --> 00:54:34.160 align:middle line:84%
or another way to look at
it is the whole expression

00:54:34.160 --> 00:54:36.010 align:middle line:90%
will be some power of little r.

00:54:36.010 --> 00:54:37.860 align:middle line:84%
A power could be
positive or negative,

00:54:37.860 --> 00:54:43.080 align:middle line:84%
but the maximum will occur
either at 1 or at big R.

00:54:43.080 --> 00:54:47.910 align:middle line:84%
So this guy basically is
equal to what happens at 1.

00:54:47.910 --> 00:54:49.520 align:middle line:90%
Nx of 1 is always 1.

00:54:49.520 --> 00:54:52.160 align:middle line:90%
ND of 1 over r is always 1.

00:54:52.160 --> 00:54:53.880 align:middle line:90%
So we just get 1.

00:54:53.880 --> 00:54:58.880 align:middle line:84%
And when little r is big R, and
x of big r is all the points,

00:54:58.880 --> 00:55:02.620 align:middle line:84%
MD of 1 is all the
directions, And we have that.

00:55:02.620 --> 00:55:06.000 align:middle line:90%


00:55:06.000 --> 00:55:07.720 align:middle line:90%
So it's less nasty.

00:55:07.720 --> 00:55:11.920 align:middle line:84%
And so we get the
following corollary.

00:55:11.920 --> 00:55:16.040 align:middle line:84%
So corollary says if
we have our setup,

00:55:16.040 --> 00:55:23.880 align:middle line:84%
and x and D have
Hausdorff spacing,

00:55:23.880 --> 00:55:34.410 align:middle line:84%
then the number of
directions is bounded by SR

00:55:34.410 --> 00:55:41.050 align:middle line:84%
over x times 1 plus SR
over x times this thing.

00:55:41.050 --> 00:55:45.110 align:middle line:90%
So SD over r.

00:55:45.110 --> 00:55:49.170 align:middle line:90%


00:55:49.170 --> 00:55:51.930 align:middle line:84%
OK, now this one has
an interpretation.

00:55:51.930 --> 00:55:55.570 align:middle line:84%
If this term dominates, you can
cancel the D's, and it tells you

00:55:55.570 --> 00:55:58.330 align:middle line:90%
that S is almost r.

00:55:58.330 --> 00:56:02.650 align:middle line:84%
So we get either
S is almost as big

00:56:02.650 --> 00:56:04.790 align:middle line:84%
as R. R is the biggest
it could possibly be.

00:56:04.790 --> 00:56:08.970 align:middle line:84%
So S is almost as big
as it could possibly be.

00:56:08.970 --> 00:56:15.050 align:middle line:90%
Or D is bounded by SR over x.

00:56:15.050 --> 00:56:17.630 align:middle line:84%
So that's what we
stated last time.

00:56:17.630 --> 00:56:21.930 align:middle line:84%
The formula is not as nasty
as the general formula.

00:56:21.930 --> 00:56:22.850 align:middle line:90%
Yeah.

00:56:22.850 --> 00:56:26.610 align:middle line:84%
AUDIENCE: There's also a factor
of log [INAUDIBLE] theorem two,

00:56:26.610 --> 00:56:28.108 align:middle line:90%
because you're choosing R.

00:56:28.108 --> 00:56:28.900 align:middle line:90%
LAWRENCE GUTH: Yep.

00:56:28.900 --> 00:56:29.400 align:middle line:90%
Thanks.

00:56:29.400 --> 00:56:32.660 align:middle line:90%


00:56:32.660 --> 00:56:35.820 align:middle line:84%
Yeah, so the point
from the audience

00:56:35.820 --> 00:56:39.220 align:middle line:84%
was that there was an
extra factor of log R

00:56:39.220 --> 00:56:40.800 align:middle line:90%
that I forgot to write down.

00:56:40.800 --> 00:56:43.100 align:middle line:84%
So I'll put this
to represent that.

00:56:43.100 --> 00:56:45.740 align:middle line:90%
Yeah, thanks.

00:56:45.740 --> 00:56:48.300 align:middle line:90%
OK.

00:56:48.300 --> 00:56:52.260 align:middle line:84%
OK, so this relatively
clean estimate,

00:56:52.260 --> 00:56:56.100 align:middle line:84%
it exactly matches our
theorem two in finite fields.

00:56:56.100 --> 00:57:00.060 align:middle line:84%
I won't write it down, but
the numerology is the same.

00:57:00.060 --> 00:57:01.960 align:middle line:84%
And it's a little
nicer to look at.

00:57:01.960 --> 00:57:04.180 align:middle line:90%
It still takes some digesting.

00:57:04.180 --> 00:57:08.600 align:middle line:90%
And this is sharp in some cases.

00:57:08.600 --> 00:57:12.620 align:middle line:84%
It's sharp in the case that
S is pretty close to R.

00:57:12.620 --> 00:57:15.340 align:middle line:84%
So because I need this,
the smallest I could make

00:57:15.340 --> 00:57:18.300 align:middle line:84%
S would be something
like R over log R.

00:57:18.300 --> 00:57:20.940 align:middle line:84%
And if you take S around
that, R over log R,

00:57:20.940 --> 00:57:23.540 align:middle line:84%
or R to the 1 minus
epsilon, then this

00:57:23.540 --> 00:57:26.740 align:middle line:84%
is sharp in the example
of a grid of points,

00:57:26.740 --> 00:57:28.010 align:middle line:90%
grid of unit balls.

00:57:28.010 --> 00:57:31.190 align:middle line:90%


00:57:31.190 --> 00:57:33.870 align:middle line:84%
Yeah, so that's the main
interesting example when--

00:57:33.870 --> 00:57:37.230 align:middle line:84%
that's the main example
that I know when it's sharp.

00:57:37.230 --> 00:57:40.050 align:middle line:84%
And there are plenty of
examples where it's not sharp.

00:57:40.050 --> 00:57:43.590 align:middle line:84%
But that grid
example is important.

00:57:43.590 --> 00:57:44.670 align:middle line:90%
Yeah.

00:57:44.670 --> 00:57:46.850 align:middle line:84%
OK, I guess it's also
a natural question,

00:57:46.850 --> 00:57:50.230 align:middle line:84%
if we go to the regime
that's not Hausdorff,

00:57:50.230 --> 00:57:54.870 align:middle line:84%
this theorem added
some junk here

00:57:54.870 --> 00:57:58.630 align:middle line:84%
to account for things
being more clustered.

00:57:58.630 --> 00:58:00.910 align:middle line:84%
And it's a natural
question, is there

00:58:00.910 --> 00:58:05.428 align:middle line:84%
any scenario where this
junk is exactly sharp?

00:58:05.428 --> 00:58:07.970 align:middle line:84%
And I wondered about that when
I was working on this lecture.

00:58:07.970 --> 00:58:09.610 align:middle line:90%
But I don't know the answer yet.

00:58:09.610 --> 00:58:11.035 align:middle line:84%
So if anybody wants
to try, that's

00:58:11.035 --> 00:58:12.160 align:middle line:90%
also a nice little project.

00:58:12.160 --> 00:58:22.670 align:middle line:90%


00:58:22.670 --> 00:58:25.360 align:middle line:90%
Cool.

00:58:25.360 --> 00:58:28.020 align:middle line:84%
OK, so that was the
meat of the class.

00:58:28.020 --> 00:58:35.400 align:middle line:84%
And that was my discussion that
I planned about the Fourier

00:58:35.400 --> 00:58:37.160 align:middle line:90%
method in the real case.

00:58:37.160 --> 00:58:40.520 align:middle line:84%
So it's another good
moment to see if you

00:58:40.520 --> 00:58:42.903 align:middle line:90%
have questions to digest.

00:58:42.903 --> 00:58:44.820 align:middle line:84%
Then we'll start something
a little different.

00:58:44.820 --> 00:58:52.560 align:middle line:90%


00:58:52.560 --> 00:58:53.960 align:middle line:90%
Yeah.

00:58:53.960 --> 00:58:58.200 align:middle line:84%
AUDIENCE: For the maximum term,
could you explain why it has

00:58:58.200 --> 00:59:01.360 align:middle line:90%
to be a maximum and it's--

00:59:01.360 --> 00:59:02.920 align:middle line:84%
the part of the
proof that requires

00:59:02.920 --> 00:59:06.300 align:middle line:84%
taking the maximum over,
or instead of, any given r?

00:59:06.300 --> 00:59:08.910 align:middle line:90%


00:59:08.910 --> 00:59:10.660 align:middle line:84%
LAWRENCE GUTH: So I
think the question is,

00:59:10.660 --> 00:59:12.920 align:middle line:84%
why do we have a
maximum over r instead

00:59:12.920 --> 00:59:14.800 align:middle line:90%
of maybe like a sum over r?

00:59:14.800 --> 00:59:15.497 align:middle line:90%
AUDIENCE: Yeah.

00:59:15.497 --> 00:59:16.330 align:middle line:90%
LAWRENCE GUTH: Yeah.

00:59:16.330 --> 00:59:18.400 align:middle line:84%
AUDIENCE: Just where does
the maximum come from?

00:59:18.400 --> 00:59:20.960 align:middle line:90%
LAWRENCE GUTH: Yeah.

00:59:20.960 --> 00:59:23.520 align:middle line:84%
So you could put
sum over little r.

00:59:23.520 --> 00:59:25.370 align:middle line:84%
And the difference
isn't very important,

00:59:25.370 --> 00:59:27.770 align:middle line:84%
because the number of
terms is only log of r.

00:59:27.770 --> 00:59:30.530 align:middle line:84%
And the log of r has
got absorbed here.

00:59:30.530 --> 00:59:32.530 align:middle line:84%
But where did this
come from at all?

00:59:32.530 --> 00:59:35.410 align:middle line:84%
Well, we had this
function that's

00:59:35.410 --> 00:59:38.130 align:middle line:84%
the sum of all these tubes,
which describes our projection

00:59:38.130 --> 00:59:39.530 align:middle line:90%
situation.

00:59:39.530 --> 00:59:41.690 align:middle line:90%
And then we are--

00:59:41.690 --> 00:59:44.663 align:middle line:84%
the key thing is that we applied
the main lemma to this function.

00:59:44.663 --> 00:59:46.330 align:middle line:84%
And the main lemma
said you can break up

00:59:46.330 --> 00:59:47.730 align:middle line:90%
this function into a few--

00:59:47.730 --> 00:59:49.170 align:middle line:90%
AUDIENCE: [INAUDIBLE]

00:59:49.170 --> 00:59:50.410 align:middle line:90%
LAWRENCE GUTH: Yeah.

00:59:50.410 --> 00:59:52.922 align:middle line:84%
And so one of those pieces
is sort of the important one.

00:59:52.922 --> 00:59:54.880 align:middle line:84%
And that's the one that
appears in the maximum.

00:59:54.880 --> 00:59:57.750 align:middle line:90%


00:59:57.750 --> 00:59:58.250 align:middle line:90%
OK.

00:59:58.250 --> 01:00:01.250 align:middle line:90%


01:00:01.250 --> 01:00:02.250 align:middle line:90%
Yeah.

01:00:02.250 --> 01:00:03.730 align:middle line:90%
AUDIENCE: Yeah, I'm wondering.

01:00:03.730 --> 01:00:09.090 align:middle line:84%
So in the proof, we had to
keep track of all the r's.

01:00:09.090 --> 01:00:11.570 align:middle line:84%
In the Hausdorff
spacing case, it

01:00:11.570 --> 01:00:15.170 align:middle line:84%
seems like just
there's only two cases.

01:00:15.170 --> 01:00:17.950 align:middle line:84%
So I'm wondering if you
do have cluster spacing,

01:00:17.950 --> 01:00:19.730 align:middle line:90%
is it really necessary?

01:00:19.730 --> 01:00:25.300 align:middle line:84%
Is it still important to
do the static division?

01:00:25.300 --> 01:00:27.300 align:middle line:84%
LAWRENCE GUTH: OK,
so the question is,

01:00:27.300 --> 01:00:30.260 align:middle line:84%
in the Hausdorff spacing
case, it turned out at the end

01:00:30.260 --> 01:00:33.700 align:middle line:84%
of the day, that only two
values of little r mattered

01:00:33.700 --> 01:00:38.380 align:middle line:84%
in the final inequality,
namely 1 and capital R.

01:00:38.380 --> 01:00:41.540 align:middle line:84%
And the question was, would it
be possible to write the proof

01:00:41.540 --> 01:00:45.420 align:middle line:84%
so that only those two appeared
and we didn't have all this

01:00:45.420 --> 01:00:48.340 align:middle line:84%
rather complicated business
of keeping track of all

01:00:48.340 --> 01:00:50.900 align:middle line:90%
the intermediate little r's?

01:00:50.900 --> 01:00:52.440 align:middle line:90%
I don't know any way to do that.

01:00:52.440 --> 01:00:55.260 align:middle line:84%
I think the only
way I understand

01:00:55.260 --> 01:00:57.660 align:middle line:84%
it is to keep track
of all the little R's,

01:00:57.660 --> 01:01:01.280 align:middle line:84%
and then notice that
under these hypotheses,

01:01:01.280 --> 01:01:05.070 align:middle line:84%
the intermediate R's are
bounded by the extreme ones.

01:01:05.070 --> 01:01:14.340 align:middle line:90%


01:01:14.340 --> 01:01:16.340 align:middle line:90%
OK.

01:01:16.340 --> 01:01:19.660 align:middle line:84%
OK, so I thought I would say
a little bit about the history

01:01:19.660 --> 01:01:20.480 align:middle line:90%
of these ideas.

01:01:20.480 --> 01:01:23.510 align:middle line:84%
I haven't been putting
names next to the theorems.

01:01:23.510 --> 01:01:26.230 align:middle line:84%
And the reason is
that these theorems

01:01:26.230 --> 01:01:29.990 align:middle line:84%
are small variations of
theorems from the literature.

01:01:29.990 --> 01:01:32.230 align:middle line:84%
And there are many kind
of related theorems

01:01:32.230 --> 01:01:33.365 align:middle line:90%
from the literature.

01:01:33.365 --> 01:01:35.490 align:middle line:84%
But let me tell you a little
bit about the history.

01:01:35.490 --> 01:01:36.250 align:middle line:90%
I think it's interesting.

01:01:36.250 --> 01:01:38.130 align:middle line:84%
I think these are kind
of fundamental ideas.

01:01:38.130 --> 01:01:41.093 align:middle line:84%
And they were discovered
independently, or somewhat

01:01:41.093 --> 01:01:42.510 align:middle line:84%
independently, by
different people

01:01:42.510 --> 01:01:43.760 align:middle line:90%
working on different problems.

01:01:43.760 --> 01:01:56.310 align:middle line:90%


01:01:56.310 --> 01:02:00.510 align:middle line:84%
So the thing that we have been
calling the Fourier method,

01:02:00.510 --> 01:02:06.990 align:middle line:84%
so let's call this history,
the thing that we are calling

01:02:06.990 --> 01:02:10.890 align:middle line:84%
the Fourier method
appears in a bunch places,

01:02:10.890 --> 01:02:12.750 align:middle line:90%
including the following.

01:02:12.750 --> 01:02:15.750 align:middle line:84%
The earliest that I am
aware of is Linnik's work

01:02:15.750 --> 01:02:21.480 align:middle line:84%
in sieve theory, which I
will introduce sieve theory

01:02:21.480 --> 01:02:25.440 align:middle line:84%
and tell you what
this work was today.

01:02:25.440 --> 01:02:29.940 align:middle line:90%
So that was in the 1940s.

01:02:29.940 --> 01:02:35.240 align:middle line:84%
The second place I'm aware of
is Roth's work on the Heilbronn

01:02:35.240 --> 01:02:39.840 align:middle line:84%
triangle problem, which at some
point in the class probably,

01:02:39.840 --> 01:02:43.810 align:middle line:84%
we'll talk about a
little bit, in the '70s.

01:02:43.810 --> 01:02:47.300 align:middle line:90%


01:02:47.300 --> 01:02:48.297 align:middle line:90%
He knew sieve theory.

01:02:48.297 --> 01:02:50.380 align:middle line:84%
He knew Linnik's work well,
and he'd worked on it.

01:02:50.380 --> 01:02:52.740 align:middle line:84%
But in this problem, he
did something similar

01:02:52.740 --> 01:02:53.860 align:middle line:90%
that's in Euclidean space.

01:02:53.860 --> 01:02:55.790 align:middle line:84%
And the setup is
kind of different.

01:02:55.790 --> 01:02:57.760 align:middle line:90%
And so I put it on the list.

01:02:57.760 --> 01:03:01.120 align:middle line:84%
Then it was something like
this was done by Falconer

01:03:01.120 --> 01:03:02.570 align:middle line:90%
in geometric measure theory.

01:03:02.570 --> 01:03:08.338 align:middle line:90%


01:03:08.338 --> 01:03:08.840 align:middle line:90%
All right.

01:03:08.840 --> 01:03:12.240 align:middle line:84%
So Falconer essentially
proved the corollary

01:03:12.240 --> 01:03:13.880 align:middle line:90%
that I just erased.

01:03:13.880 --> 01:03:17.320 align:middle line:90%
And that was around 1980.

01:03:17.320 --> 01:03:21.790 align:middle line:84%
And then it was done by Vinh in
the setting of finite fields.

01:03:21.790 --> 01:03:22.780 align:middle line:90%
So lines in Fq2.

01:03:22.780 --> 01:03:28.730 align:middle line:90%


01:03:28.730 --> 01:03:30.490 align:middle line:84%
And I'm not positive
about this, but I

01:03:30.490 --> 01:03:33.130 align:middle line:84%
think that many of these people
were not fully aware of others

01:03:33.130 --> 01:03:36.330 align:middle line:90%
of these people.

01:03:36.330 --> 01:03:40.390 align:middle line:84%
OK, we also mentioned the
double counting method.

01:03:40.390 --> 01:03:48.498 align:middle line:90%


01:03:48.498 --> 01:03:52.030 align:middle line:84%
And the double counting
method that we did,

01:03:52.030 --> 01:03:57.250 align:middle line:84%
so it was done by Kaufman in
the context of geometric measure

01:03:57.250 --> 01:04:06.050 align:middle line:90%
theory in the 1960s.

01:04:06.050 --> 01:04:13.290 align:middle line:84%
And it was done by Gallagher in
the context of sieve theory I

01:04:13.290 --> 01:04:15.817 align:middle line:90%
think also in the 1960s.

01:04:15.817 --> 01:04:17.900 align:middle line:84%
I'm pretty sure that these
two people did not know

01:04:17.900 --> 01:04:21.020 align:middle line:90%
what the other one was doing.

01:04:21.020 --> 01:04:23.620 align:middle line:84%
And I guess it was probably also
done in the setting of lines

01:04:23.620 --> 01:04:25.840 align:middle line:84%
in finite fields in
the '60s or '70s.

01:04:25.840 --> 01:04:27.118 align:middle line:90%
But I don't know.

01:04:27.118 --> 01:04:28.160 align:middle line:90%
I don't have a reference.

01:04:28.160 --> 01:04:30.638 align:middle line:90%


01:04:30.638 --> 01:04:32.180 align:middle line:84%
And those people
probably didn't know

01:04:32.180 --> 01:04:33.400 align:middle line:90%
about either of these people.

01:04:33.400 --> 01:04:36.620 align:middle line:90%


01:04:36.620 --> 01:04:40.900 align:middle line:84%
OK, so now, let me tell
you what sieve theory is,

01:04:40.900 --> 01:04:43.480 align:middle line:84%
and how it is analogous
to what we've been doing.

01:04:43.480 --> 01:05:07.980 align:middle line:90%


01:05:07.980 --> 01:05:19.568 align:middle line:84%
OK, so sieve theory takes
place over the integers.

01:05:19.568 --> 01:05:22.110 align:middle line:84%
And the main character in sieve
theory is taking the integers

01:05:22.110 --> 01:05:26.905 align:middle line:84%
and reducing it modulo
q for different bases q.

01:05:26.905 --> 01:05:29.190 align:middle line:84%
OK, so z, of course,
is the integers.

01:05:29.190 --> 01:05:31.830 align:middle line:90%
I'm going to write zq for--

01:05:31.830 --> 01:05:34.070 align:middle line:90%
some people write z mod qz.

01:05:34.070 --> 01:05:38.270 align:middle line:90%
This is the integers modulo q.

01:05:38.270 --> 01:05:44.230 align:middle line:84%
And there's a basic map pi sub q
z to zq, which takes an integer

01:05:44.230 --> 01:05:45.850 align:middle line:90%
and reduces it modulo q.

01:05:45.850 --> 01:05:51.630 align:middle line:90%


01:05:51.630 --> 01:05:55.670 align:middle line:84%
OK, this map is going to play
the role of our projections.

01:05:55.670 --> 01:05:58.550 align:middle line:84%
So let me mention
what is analogous.

01:05:58.550 --> 01:06:03.150 align:middle line:84%
So we've been talking about maps
pi theta that go from R2 to R,

01:06:03.150 --> 01:06:08.390 align:middle line:84%
or one-dimensional
subspace, or from Fq2 to Fq.

01:06:08.390 --> 01:06:11.230 align:middle line:90%


01:06:11.230 --> 01:06:13.800 align:middle line:84%
And now, we're talking
about the map pi cubed

01:06:13.800 --> 01:06:16.840 align:middle line:90%
that goes from z to z mod q.

01:06:16.840 --> 01:06:18.800 align:middle line:84%
What do all these
things have in common?

01:06:18.800 --> 01:06:22.630 align:middle line:84%
They are all group homomorphisms
between abelian groups.

01:06:22.630 --> 01:06:35.040 align:middle line:90%


01:06:35.040 --> 01:06:45.720 align:middle line:84%
OK, so what we're going
to do in sieve theory

01:06:45.720 --> 01:06:49.120 align:middle line:84%
is take a set, which is going
to be now a set of integers,

01:06:49.120 --> 01:06:51.880 align:middle line:84%
and think about all the
different projections

01:06:51.880 --> 01:06:54.097 align:middle line:84%
of its integer of the
set, and think about

01:06:54.097 --> 01:06:55.680 align:middle line:84%
how they're all
related to each other,

01:06:55.680 --> 01:06:58.988 align:middle line:84%
and how they're all related
to the original set.

01:06:58.988 --> 01:07:00.780 align:middle line:84%
So I have another little
piece of notation.

01:07:00.780 --> 01:07:04.360 align:middle line:84%
So this thing is the
numbers from 1 up to n,

01:07:04.360 --> 01:07:07.640 align:middle line:84%
which is a subset
of the integers.

01:07:07.640 --> 01:07:10.633 align:middle line:84%
And let me illustrate
projection theory.

01:07:10.633 --> 01:07:13.050 align:middle line:84%
Let me illustrate sieve theory
with an interesting example

01:07:13.050 --> 01:07:16.590 align:middle line:84%
of a set whose projections
behave in a funny way.

01:07:16.590 --> 01:07:41.210 align:middle line:90%


01:07:41.210 --> 01:07:46.490 align:middle line:90%
OK, so let's do an example.

01:07:46.490 --> 01:07:48.450 align:middle line:84%
My example is going to
be basically the set

01:07:48.450 --> 01:07:50.010 align:middle line:90%
of square numbers.

01:07:50.010 --> 01:07:52.650 align:middle line:84%
So it's going to be the
set of little n squared,

01:07:52.650 --> 01:07:56.530 align:middle line:84%
where little n goes from
1 up to big N to the 1/2.

01:07:56.530 --> 01:07:59.930 align:middle line:84%
So it's a subset of the
integers from 1 to N.

01:07:59.930 --> 01:08:05.770 align:middle line:84%
And the cardinality is
about the square root of N.

01:08:05.770 --> 01:08:11.860 align:middle line:84%
What happens when I
reduce this set modulo p?

01:08:11.860 --> 01:08:17.440 align:middle line:84%
So if p is prime,
when I take pi p of x,

01:08:17.440 --> 01:08:19.819 align:middle line:90%
I get the quadratic residues.

01:08:19.819 --> 01:08:23.479 align:middle line:84%
And the number of quadratic
residues is p plus 1 over 2.

01:08:23.479 --> 01:08:26.380 align:middle line:90%
So about half.

01:08:26.380 --> 01:08:30.140 align:middle line:84%
So that's kind of an
interesting and surprising fact.

01:08:30.140 --> 01:08:32.979 align:middle line:84%
Of course, if p is bigger
than square root of N,

01:08:32.979 --> 01:08:36.700 align:middle line:84%
obviously, the size of this
projection is smaller than x.

01:08:36.700 --> 01:08:38.859 align:middle line:84%
So I might not even get
all the quadratic residues

01:08:38.859 --> 01:08:42.600 align:middle line:84%
if I take a big P.
That's not surprising.

01:08:42.600 --> 01:08:46.597 align:middle line:84%
But I could take p significantly
less than the square root of N.

01:08:46.597 --> 01:08:50.040 align:middle line:84%
And then when I do
this projection,

01:08:50.040 --> 01:08:53.580 align:middle line:84%
I only hit half of the
elements in z mod p,

01:08:53.580 --> 01:08:57.006 align:middle line:84%
and I hit each of
those many times.

01:08:57.006 --> 01:08:59.800 align:middle line:84%
That's not something that's
likely to happen randomly.

01:08:59.800 --> 01:09:02.380 align:middle line:90%
It's kind of striking.

01:09:02.380 --> 01:09:06.100 align:middle line:84%
So one sample question
from sieve theory

01:09:06.100 --> 01:09:13.069 align:middle line:84%
is, how big could a set x be
and have all of its projections

01:09:13.069 --> 01:09:15.029 align:middle line:90%
be small like this?

01:09:15.029 --> 01:09:17.957 align:middle line:90%
And what examples are there?

01:09:17.957 --> 01:09:19.499 align:middle line:84%
How many sets like
this can you find?

01:09:19.499 --> 01:09:22.069 align:middle line:90%


01:09:22.069 --> 01:09:23.670 align:middle line:90%
All right.

01:09:23.670 --> 01:09:26.734 align:middle line:84%
So using his ideas
about sieve theory,

01:09:26.734 --> 01:09:28.109 align:middle line:84%
one of the things
that Linnik did

01:09:28.109 --> 01:09:31.170 align:middle line:84%
was to answer some
of this question.

01:09:31.170 --> 01:09:37.430 align:middle line:84%
So theorem of Linnik
in the 1940s says,

01:09:37.430 --> 01:09:40.883 align:middle line:84%
if I have a subset of
the integers from 1 to N,

01:09:40.883 --> 01:09:48.622 align:middle line:84%
and if pi p of x is at most,
p plus 1 over 2 for every P.

01:09:48.622 --> 01:09:50.330 align:middle line:84%
So there's nothing so
special about this.

01:09:50.330 --> 01:09:52.163 align:middle line:84%
We could put other
things here, but I'm just

01:09:52.163 --> 01:09:55.470 align:middle line:84%
using this to compare
with the squares.

01:09:55.470 --> 01:10:00.310 align:middle line:84%
Then the conclusion is that the
size of x is at most around N

01:10:00.310 --> 01:10:00.850 align:middle line:90%
to the 1/2.

01:10:00.850 --> 01:10:05.710 align:middle line:90%


01:10:05.710 --> 01:10:07.800 align:middle line:84%
So it says that the
square numbers are just

01:10:07.800 --> 01:10:09.510 align:middle line:84%
about the biggest set
with this property.

01:10:09.510 --> 01:10:15.180 align:middle line:90%


01:10:15.180 --> 01:10:15.680 align:middle line:90%
Cool.

01:10:15.680 --> 01:10:17.138 align:middle line:84%
So we will give
two proofs of this.

01:10:17.138 --> 01:10:18.940 align:middle line:84%
We'll give a proof
using double counting,

01:10:18.940 --> 01:10:20.940 align:middle line:84%
and we'll give a proof
using the Fourier method.

01:10:20.940 --> 01:10:24.640 align:middle line:90%


01:10:24.640 --> 01:10:27.460 align:middle line:84%
There are lots of hard open
problems in sieve theory.

01:10:27.460 --> 01:10:31.560 align:middle line:84%
And one of them is to understand
what the examples are.

01:10:31.560 --> 01:10:41.340 align:middle line:84%
So the only known examples,
only known examples

01:10:41.340 --> 01:10:47.600 align:middle line:84%
where this theorem
is roughly tight

01:10:47.600 --> 01:10:50.190 align:middle line:84%
are the square numbers
and close cousins.

01:10:50.190 --> 01:11:00.280 align:middle line:90%


01:11:00.280 --> 01:11:02.140 align:middle line:90%
So sorry.

01:11:02.140 --> 01:11:02.740 align:middle line:90%
It's messy.

01:11:02.740 --> 01:11:07.370 align:middle line:84%
The square numbers, and close
cousins of the square numbers.

01:11:07.370 --> 01:11:10.530 align:middle line:84%
You could replace this
with another degree 2

01:11:10.530 --> 01:11:12.250 align:middle line:90%
polynomial in little n.

01:11:12.250 --> 01:11:14.468 align:middle line:84%
And it's not hard to see
it's kind of equivalent.

01:11:14.468 --> 01:11:15.760 align:middle line:90%
And those are all the examples.

01:11:15.760 --> 01:11:19.530 align:middle line:90%


01:11:19.530 --> 01:11:23.090 align:middle line:84%
OK, but people know
basically nothing

01:11:23.090 --> 01:11:24.560 align:middle line:90%
about classifying the examples.

01:11:24.560 --> 01:11:28.390 align:middle line:90%


01:11:28.390 --> 01:11:28.890 align:middle line:90%
Cool.

01:11:28.890 --> 01:11:33.450 align:middle line:90%


01:11:33.450 --> 01:11:34.050 align:middle line:90%
Cool.

01:11:34.050 --> 01:11:38.868 align:middle line:84%
OK, so we'll give
two proofs of this,

01:11:38.868 --> 01:11:40.410 align:middle line:84%
one based on double
counting, and one

01:11:40.410 --> 01:11:41.750 align:middle line:90%
based on the Fourier method.

01:11:41.750 --> 01:11:43.570 align:middle line:84%
Double counting, I
think, we can do today.

01:11:43.570 --> 01:11:46.730 align:middle line:84%
And the Fourier method, we'll
do next time, next week.

01:11:46.730 --> 01:11:51.490 align:middle line:84%
And first of all, I think that
these results are pretty cool.

01:11:51.490 --> 01:11:54.330 align:middle line:84%
But I also hope that you see
that they're really extremely

01:11:54.330 --> 01:11:57.050 align:middle line:84%
parallel to the results in
geometric measure theory

01:11:57.050 --> 01:11:58.550 align:middle line:84%
that we've just
been talking about.

01:11:58.550 --> 01:12:03.280 align:middle line:90%


01:12:03.280 --> 01:12:03.780 align:middle line:90%
OK.

01:12:03.780 --> 01:12:26.460 align:middle line:90%


01:12:26.460 --> 01:12:30.060 align:middle line:84%
OK, let me make a little
remark before we start.

01:12:30.060 --> 01:12:33.060 align:middle line:84%
So I'm going to focus
on projections mod p,

01:12:33.060 --> 01:12:34.580 align:middle line:90%
where p is a prime.

01:12:34.580 --> 01:12:37.740 align:middle line:84%
You could also reduce mod
q, where q is not a prime.

01:12:37.740 --> 01:12:40.283 align:middle line:90%
And all of the ideas still work.

01:12:40.283 --> 01:12:41.700 align:middle line:84%
It's a little bit
more complicated

01:12:41.700 --> 01:12:45.140 align:middle line:84%
because if you take two
numbers, q1 and q2 that share

01:12:45.140 --> 01:12:48.940 align:middle line:84%
a common factor, then reducing
mod q1 and reducing mod q2

01:12:48.940 --> 01:12:50.420 align:middle line:84%
are kind of related
to each other.

01:12:50.420 --> 01:12:51.920 align:middle line:84%
And so if you write
everything down,

01:12:51.920 --> 01:12:53.320 align:middle line:90%
you have to keep track of that.

01:12:53.320 --> 01:12:55.660 align:middle line:84%
That's just an extra
thing to keep track of.

01:12:55.660 --> 01:12:58.878 align:middle line:84%
And not so difficult,
but it makes

01:12:58.878 --> 01:13:00.920 align:middle line:84%
everything a little longer,
and more complicated.

01:13:00.920 --> 01:13:04.010 align:middle line:84%
And sometimes, you might want
to do that, but in applications.

01:13:04.010 --> 01:13:09.170 align:middle line:84%
But just to show the ideas,
I'm going to focus on mod p.

01:13:09.170 --> 01:13:09.670 align:middle line:90%
OK.

01:13:09.670 --> 01:13:31.830 align:middle line:90%


01:13:31.830 --> 01:13:33.470 align:middle line:90%
All right.

01:13:33.470 --> 01:13:35.340 align:middle line:84%
So here's the double
counting method.

01:13:35.340 --> 01:13:42.870 align:middle line:90%


01:13:42.870 --> 01:13:44.700 align:middle line:90%
So I'll call it theorem 1S.

01:13:44.700 --> 01:13:47.270 align:middle line:90%


01:13:47.270 --> 01:13:51.830 align:middle line:84%
So it says if x is a subset
of the numbers from 1 to N,

01:13:51.830 --> 01:14:05.000 align:middle line:84%
and D is a set of primes
less than or equal to N,

01:14:05.000 --> 01:14:08.920 align:middle line:84%
and for every p in
our set of primes,

01:14:08.920 --> 01:14:13.280 align:middle line:84%
pi sub p of x is less
than or equal to S,

01:14:13.280 --> 01:14:15.140 align:middle line:90%
then we get a conclusion.

01:14:15.140 --> 01:14:20.240 align:middle line:90%


01:14:20.240 --> 01:14:27.400 align:middle line:84%
Either x is bounded by 2S, or
the number of directions is

01:14:27.400 --> 01:14:36.720 align:middle line:84%
bounded roughly by S. So I
guess this is most interesting

01:14:36.720 --> 01:14:40.800 align:middle line:84%
if the number of directions is
significantly bigger than S.

01:14:40.800 --> 01:14:45.920 align:middle line:84%
So if we look at the squares, so
suppose I know that pi p of x is

01:14:45.920 --> 01:14:49.020 align:middle line:90%
bounded by p plus 1 over 2.

01:14:49.020 --> 01:14:56.600 align:middle line:84%
So that's my S. And
I need to do this--

01:14:56.600 --> 01:14:57.816 align:middle line:90%
yeah, let's see.

01:14:57.816 --> 01:15:04.490 align:middle line:90%


01:15:04.490 --> 01:15:06.190 align:middle line:84%
Well, this may not
quite work for this.

01:15:06.190 --> 01:15:10.530 align:middle line:90%


01:15:10.530 --> 01:15:12.312 align:middle line:90%
Right.

01:15:12.312 --> 01:15:14.770 align:middle line:84%
Actually, I'm not sure if this
will imply Linnik's theorem.

01:15:14.770 --> 01:15:18.330 align:middle line:84%
Linnik proved his theorem
with the Fourier method.

01:15:18.330 --> 01:15:19.950 align:middle line:84%
Let's come back
to that next time.

01:15:19.950 --> 01:15:23.010 align:middle line:84%
I think we have just enough time
to do the nice double counting

01:15:23.010 --> 01:15:28.490 align:middle line:84%
argument and then do
the Fourier next time.

01:15:28.490 --> 01:15:34.810 align:middle line:84%
OK, so proof, we're going
to count coincidences.

01:15:34.810 --> 01:15:39.170 align:middle line:84%
That's the set of
x1, and x2, and x,

01:15:39.170 --> 01:15:43.710 align:middle line:84%
and p in our set of
directions, or a set of primes

01:15:43.710 --> 01:15:48.660 align:middle line:84%
so that pi p of x1
equals pi p of x2.

01:15:48.660 --> 01:15:53.250 align:middle line:90%


01:15:53.250 --> 01:15:55.810 align:middle line:84%
OK, so we'll count this
two different ways.

01:15:55.810 --> 01:15:58.060 align:middle line:90%
One is a lower bound.

01:15:58.060 --> 01:16:02.660 align:middle line:84%
So star is at least for
every direction, when

01:16:02.660 --> 01:16:05.660 align:middle line:84%
I do this projection,
there are only S images.

01:16:05.660 --> 01:16:09.300 align:middle line:84%
So a typical image has
x over S preimages.

01:16:09.300 --> 01:16:12.020 align:middle line:84%
Square that for my
choice of x1 and x2,

01:16:12.020 --> 01:16:14.580 align:middle line:84%
and then multiply
by S for the number

01:16:14.580 --> 01:16:16.980 align:middle line:90%
of choices of the projection.

01:16:16.980 --> 01:16:23.100 align:middle line:90%
So that's x squared D S inverse.

01:16:23.100 --> 01:16:24.670 align:middle line:90%
OK, now what's our upper bound?

01:16:24.670 --> 01:16:28.460 align:middle line:90%


01:16:28.460 --> 01:16:31.240 align:middle line:84%
So now, imagine
fixing x1 and x2.

01:16:31.240 --> 01:16:33.920 align:middle line:84%
And think about how many
P's can satisfy this.

01:16:33.920 --> 01:16:38.540 align:middle line:90%


01:16:38.540 --> 01:16:50.020 align:middle line:84%
OK, so if I have pi p of
x1 is equal to pi p of x2,

01:16:50.020 --> 01:16:54.410 align:middle line:84%
that tells us that p
divides x2 minus x1.

01:16:54.410 --> 01:16:57.630 align:middle line:90%


01:16:57.630 --> 01:16:59.790 align:middle line:84%
And there can't be that
many different primes

01:16:59.790 --> 01:17:01.990 align:middle line:90%
that divide x2 minus x1.

01:17:01.990 --> 01:17:05.270 align:middle line:90%
x2 minus x1 has size n.

01:17:05.270 --> 01:17:08.910 align:middle line:84%
So it could be, at most,
log of N that do this.

01:17:08.910 --> 01:17:15.230 align:middle line:84%
So star is upper
bounded by, OK, so there

01:17:15.230 --> 01:17:17.750 align:middle line:90%
is a case where x1 equals x2.

01:17:17.750 --> 01:17:22.070 align:middle line:84%
So that gives me x times
the number of directions.

01:17:22.070 --> 01:17:24.830 align:middle line:84%
And then if x1 is
not equal to x2,

01:17:24.830 --> 01:17:26.970 align:middle line:84%
I have x squared
choices for x1 and x2.

01:17:26.970 --> 01:17:30.530 align:middle line:84%
But I have only log of N
choices for the direction.

01:17:30.530 --> 01:17:39.750 align:middle line:90%


01:17:39.750 --> 01:17:42.370 align:middle line:84%
OK, and now, I'll compare
these to each other.

01:17:42.370 --> 01:17:56.520 align:middle line:90%


01:17:56.520 --> 01:18:03.440 align:middle line:84%
OK, so I have x squared
times D times S inverse is

01:18:03.440 --> 01:18:11.120 align:middle line:84%
less than x times D plus
x squared times log N.

01:18:11.120 --> 01:18:12.960 align:middle line:90%
So there are two cases.

01:18:12.960 --> 01:18:17.720 align:middle line:84%
If this one dominates, then I
would have that x is bounded

01:18:17.720 --> 01:18:20.120 align:middle line:90%
by 2S.

01:18:20.120 --> 01:18:24.720 align:middle line:84%
Or if this one dominates,
then the x's disappear,

01:18:24.720 --> 01:18:31.000 align:middle line:84%
and I get that D is bounded
by log of N times S.

01:18:31.000 --> 01:18:33.150 align:middle line:90%
And that's the theorem.

01:18:33.150 --> 01:18:40.600 align:middle line:90%


01:18:40.600 --> 01:18:43.720 align:middle line:84%
OK, so let me give
you an example of this

01:18:43.720 --> 01:18:45.613 align:middle line:90%
and argue that this is--

01:18:45.613 --> 01:18:47.280 align:middle line:84%
well, I'll give you
an example, a flavor

01:18:47.280 --> 01:18:48.760 align:middle line:90%
of what this is telling us.

01:18:48.760 --> 01:18:58.770 align:middle line:84%
So suppose that pi p of x is
bounded by N to the 2/3 for 10

01:18:58.770 --> 01:19:03.190 align:middle line:84%
log n times n to
the 2/3 different p.

01:19:03.190 --> 01:19:06.930 align:middle line:90%


01:19:06.930 --> 01:19:12.330 align:middle line:84%
So if that's true, then the
theorem tells us that x is

01:19:12.330 --> 01:19:13.740 align:middle line:90%
bounded by N to the 2/3.

01:19:13.740 --> 01:19:23.934 align:middle line:90%


01:19:23.934 --> 01:19:27.130 align:middle line:84%
So these primes might
have size around this big,

01:19:27.130 --> 01:19:28.430 align:middle line:90%
or a bit bigger.

01:19:28.430 --> 01:19:32.090 align:middle line:84%
So these primes are much less
than N. So each projection,

01:19:32.090 --> 01:19:34.730 align:middle line:84%
the fact that each projection
one at a time is small,

01:19:34.730 --> 01:19:37.220 align:middle line:84%
it's not that convincing
in terms of x being small.

01:19:37.220 --> 01:19:38.970 align:middle line:84%
But knowing that all
of these projections,

01:19:38.970 --> 01:19:41.190 align:middle line:84%
or this large number of
projections is small,

01:19:41.190 --> 01:19:44.000 align:middle line:84%
it means that x is
really that small.

01:19:44.000 --> 01:19:52.000 align:middle line:90%