21H.154 | Fall 2022 | Undergraduate

Inventing the Samurai

Essay 1

Close Reading and Analysis of Historical Sources

For this essay, choose one*** of the 5 sets of historical sources we have discussed in class that, in your view, contains a key theme that is especially important for us to understand the social, cultural, and/or political experiences of the inhabitants of the Japanese archipelago during the period preceding the rise of the first samurai government in 1185.

In the essay, make the case for your argument by citing specific examples from your chosen set of historical sources. Back up your analysis and claims about the historical sources by citing specific passages from the Japan Emerging (JE) readings as well as points made during in-class lectures and discussions. 

This essay is designed to be completed with in-class materials. Do not cite outside sources beyond the required or optional materials listed in the Readings section.

A note on why it is critically necessary to cite from both the historical AND scholarly sources (JE, lectures) in order to write a successful piece of historical analysis:

  1. If you only cite the JE readings or the lecture, your essay is, in the end, only a summary of those scholarly works. You need to directly engage with and cite from the historical sources in order to present your own interpretation of history.
  2. If you only cite from the historical sources, you are unable to evaluate and validate your personal interpretation of these sources. Citing scholarly sources transforms your interpretation of historical sources from something that is purely subjective into an informed opinion that is backed up by existing scholarship.
  3. Citing scholarly sources will also help you avoid key errors like selecting historical sources that do not match your arguments, misreading historical texts, and applying anachronistic ideas to historical actors or events.

***Even as you place your primary focus on one set of historical sources, you may also cite from a historical source from another set as long as it is relevant to your main argument. For example: if you focus on Option 4 (shōen documents), you may choose to cite additional examples from the section on Taika reforms within Option 2. If you’re unsure as to how relevant your chosen sources are for your main argument, please feel to contact the instructor for advice.

Historical Sources Options 1: History and Mythology

Ch. 1, “The Earliest Records of Japan,” pp. 3–16; Ch. 2, “Early Shinto,” pp. 17–31, in William Theodore de Bary, ed., Sources of Japanese Tradition, Volume 1: From Earliest Times to 1600 (Second Edition) (Columbia University Press, 2001). ISBN: 9780231518055. [Preview with Google Books]

“Section I. The Story of Swords: Understanding the Warriors of Ancient Japan (471–900),” pp. 1–7, in Thomas Conlan, ed., Samurai and the Warrior Culture of Japan, 471–1877 (Hackett Publishing Co., 2022). ISBN: 9781647920579. [Preview with Google Books]

Historical Sources Option 2: Overseas Influence and the Imperial State

Ch. 3, “Prince Shōtoku and His Constitution,” pp. 40–55; “Chinese-style History and the Imperial Concept,” “The Reform Era,” pp. 70–84, in William Theodore de Bary, ed., Sources of Japanese Tradition, Volume 1: From Earliest Times to 1600 (Second Edition) (Columbia University Press, 2001). ISBN: 9780231518055.

Historical Sources Option 3: Heian, the Era of “Peace and Tranquility”(?)

Ch. 4, “Rise of Feudal Institutions,” pp. 81–104, in David Lu, Japan: A Documentary History (M.E. Sharpe, 2005). ISBN: 9781563249075. [Preview with Google Books]

Historical Sources Option 4: Court Culture and Spirituality

“Yūgao” and “The Pillow Book of Sei Shōnagon,” pp. 106–144, in Donald Keene, ed. Anthology of Japanese Literature (Grove Press, 1955). ISBN: 9780802198655. [Preview with Google Books]

Historical Sources Option 5:  The First Samurai Wars

Ch. 12, “The Way of the Warrior,” pp. 265–280, William Theodore de Bary, ed., Sources of Japanese Tradition, Volume 1: From Earliest Times to 1600 (Second Edition) (Columbia University Press, 2001). ISBN: 9780231518055.

“The Fight at Dan No Ura,” pp. 180–184. in Donald Keene, ed. Anthology of Japanese Literature (Grove Press, 1955). ISBN: 9780802198655.

Essay Format

Your essay should be formatted in the following manner:

  • Give the essay a title
  • 1,000 words (roughly 4 pages, double-spaced)
  • 12-pt. Times or Times New Roman font
  • Double-spaced
  • 1-inch margin
  • Microsoft Word file

Citations

Cite sources in footnotes in accordance with the Chicago Manual of Style. Your citation should identify the title of the specific document you’re citing, its author (if available), the citation information for the book your document comes from, and, most importantly, the page number of the passage you’re citing.

Additional Essay Tips

Questions to ask before turning in your paper:

  • Is the title of my essay informative?
  • Do I state my thesis point soon enough, perhaps even in the first sentence, and keep it in view throughout the paper? Is the opening paragraph interesting, and by its end, have I focused on the topic?
  • Is my organization clear? Does each point lead into the next, without irrelevancies and without anticlimaxes?
  • Is each paragraph unified by a topic sentence or topic idea?
  • Are my sentences concise, clear, and emphatic? Are needless words and inflated language eliminated?
  • Is the final paragraph conclusive without being repetitive?

Essay 1 is due during session 7 and counts for 15% of the course grade.

Course Info

As Taught In
Fall 2022
Learning Resource Types
Written Assignments
Readings
Lecture Notes